Susan N. Blanco
Professional summary
Susan Nicole Blanco, who also goes by Susan Nicole Bogy Miss, is a registered financial professional currently at FINALIS SECURITIES LLC located in San Juan Capistrano, California.
Susan is registered as a RR (Registered Representative) and started their career in finance in 2000. Susan has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Susan Nicole Blanco's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2020 - Present
FINALIS SECURITIES LLC
September 12, 2019 - July 2, 2020
BA SECURITIES, LLC
March 7, 2014 - May 25, 2016
HOULIHAN LOKEY CAPITAL, INC.
December 21, 2012 - October 13, 2014
ARCHPOINT PARTNERS LLC
October 19, 2009 - December 20, 2013
FINANCIAL TELESIS INC
January 29, 2008 - August 30, 2010
MONTGOMERY & CO., LLC
June 8, 2000 - October 23, 2002
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2020)
(11/6/2020)
(1/9/2025)
(2/3/2021)
(1/9/2025)
(1/9/2025)
(3/14/2025)
Exams
FINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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