Meagan N. Phelps
MADISON AVENUE SECURITIES
Los Angeles, CA 90004
Some features on this profile are disabled
CRD#: 4064499
Professional summary
Meagan Nicole Phelps, CFP® is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in Los Angeles, California.
Meagan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Meagan has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1). NAME OF BUSINESS: EMPRESS INVESTMENT GROUP POSITION: OWNER (ACTIVE) NATURE: FINANCIAL ADVISORY PRACTICE INVOLVING SECURITIES AND INSURANCE. INVESTMENT RELATED: YES NUMBER OF HOURS: 160 INVESTMENT RELATED HOURS: START DATE: 09/01/2009 ADDRESS: 321 N. LARCHMONT BLVD. SUITE 800, LOS ANGELES, CA 90004 DESCRIPTION: Wealth management, insurance and investment advisory services. Comprehensive financial planning. 2). NAME OF BUSINESS: EMPRESS TAX SOLUTIONS, LLC DBA WESTSIDE TAX SOLUTIONS POSITION: OWNER (ACTIVE) NATURE: TAX PREPARATION AND PLANNING SERVICES INVESTMENT RELATED: NO NUMBER OF HOURS: 40 HOURS PER YEAR, INVESTMENT RELATED HOURS: 1 START DATE: 01/26/2012 ADDRESS: 321 N. LARCHMONT BLVD. SUITE 800, LOS ANGELES, CA 90004 DESCRIPTION: I WILL BE MANAGING THE TAX PRACTICE, HOWEVER NOT PREPARING RETURNS. 3).NAME OF BUSINESS: MEAGAN PHELPS POSITION: CONSULTANT NATURE: REFERRALS TO MORTGAGE BROKERS INVESTMENT RELATED: NO NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 0 START DATE: 05/01/2011 ADDRESS: 321 N. LARCHMONT BLVD. SUITE 800, LOS ANGELES, CA 90004 DESCRIPTION: I REFER CLIENTS THAT ARE LOOKING TO REFINANCE TO A MORTGAGE BROKER. IF THE CLIENT AND BROKER WORK TOGETHER, I AM COMPENSATED FOR REFERRING THAT INDIVIDUAL. STANDARD REFERRAL FEE. 4). 05/2007 INDEPENDENT LICENSED REAL ESTATE AGENT; RENTAL PROPERTIES INVESTOR/OWNER; 5% OF TIME; INVESTMENT RELATED; FROM BUSINESS ADDRESS: 321 N. LARCHMONT BLVD. SUITE 800, LOS ANGELES, CA 90004. 5). NAME:MCQUEEN LEASING, LLC; INV RELATED:NO; ADDRESS:; NATURE:LEASE VEHICLES TO EIG EMPLOYEES; POSITION:OFFICER/OWNER (LESS THAN 20%); START DATE:2015; HOURS/MONTH:0; TRADING HOURS/MONTH:0; DUTIES: N/A. 6). NAME:MNP ENTERPRISES; INV RELATED:NO; ADDRESS:; NATURE:PAYS FOR MARKETING & BUSINESS DEVELOPMENT OF EIG; POSITION:OWNER; START DATE:2015; HOURS/MONTH:15 OR SO; TRADING HOURS/MONTH:YES AND NO (BOTH); DUTIES:CONSULTANT. 7). NAME: CITADEL LAW OFFICES ESTATE PLANNING: INV RELATED:NO; NATURE:REFER CLIENTS FOR ESTATE PLANNING PURPOSES; START DATE:2009; HOURS/MONTH: LESS THAN 1, AS NEEDED; TRADING HOURS/MONTH:0. 8). NAME: ENCORE ESTATE; INVESTMENT RELATED: NO; POSITION: FINANCIAL PLANNER; DUTIES: COLLECT DATA FROM CLIENTS, ENTER INTO PORTAL, WORK WITH ENCORE ESTATE TO MAKE REVISION AS NEEDED, REVIEW VARIOUS TYPES OF ESTATE PLANS, DELIVER PLANS TO CLIENTS; HOURS PER WEEK: 1-5 HOURS; START DATE: 03/2024. 9.) NAME: WEALTH.COM; INVESTMENT RELATED: NO; ADDRESS: 51 W 3RD ST #110, TEMPE, AZ 85281; NATURE OF THE BUSINESS: ESTATE PLANNING SERVICE; POSITION: WE PAY THEM $5K PER YEAR SUBSCRIPTION AND WE GET TO USE IT TO BUILD 50 ESTATE PLANNING DOCUMENTS; HOURS PER WEEK: 1-5 HOURS (ME), 1-10 HOURS (EIG TEAM); START DATE: 10/30/2025.
CRS (Client Relationship Summary) - RIA
Click below to view Meagan Nicole Phelps's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Meagan Nicole Phelps's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
July 21, 2009 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 321 N. Larchmont Blvd, Suite 800, Los Angeles, CA 90004RIA
BD
CRD#: 23224
Los Angeles, CA
Current
July 17, 2009 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 321 N. Larchmont Blvd, Suite 800, Los Angeles, CA 90004RIA
BD
CRD#: 23224
Los Angeles, CA
Past
January 3, 2003 - August 10, 2009
SYNDICATED CAPITAL, INC.
BD
CRD#: 29037
SANTA MONICA, CA
Past
June 28, 2002 - March 13, 2003
INDEPENDENT CAPITAL MANAGEMENT
RIA
CRD#: 121354
CAMARILLO, CA
Past
November 17, 1999 - January 13, 2003
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/15/2013)
RR
California(7/17/2009)
IAR
California(7/21/2009)
RR
Colorado(12/8/2020)
RR
Connecticut(12/5/2019)
RR
Florida(10/19/2009)
RR
Idaho(7/7/2010)
RR
Illinois(2/18/2022)
RR
Kansas(3/25/2014)
RR
Maine(7/13/2016)
RR
Maryland(3/6/2020)
RR
Michigan(7/22/2021)
RR
Missouri(9/21/2009)
RR
Montana(10/20/2020)
RR
Nevada(7/17/2009)
RR
New Mexico(10/9/2020)
RR
New York(1/24/2013)
RR
North Carolina(1/25/2022)
RR
Oklahoma(7/17/2009)
RR
Oregon(2/26/2025)
IAR
Texas(7/6/2018)
RR
Texas(1/24/2022)
RR
Washington(3/18/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Mailing Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Phone number
(858) 207-1300
Established
Delaware since 05/05/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
93
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
