Daniel A. Fortman

GLENVIEW FINANCIAL GROUP LLC

GLENVIEW, IL 60026

Some features on this profile are disabled

CRD#: 4064407

Professional summary

Daniel Anthony Fortman is a registered financial advisor currently at GLENVIEW FINANCIAL GROUP LLC located in Glenview, Illinois.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Daniel has worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WEISS & COMPANY LLP NORTHFIELD, IL CPA FIRM - OWNER PARTNER 6/1981 TO PRESENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Anthony Fortman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2007 - Present

GLENVIEW FINANCIAL GROUP LLC

Office #1: 2700 Patriot Blvd. Suite 400, Glenview, IL 60026

RIA

CRD#: 141448

GLENVIEW, IL

Past

February 4, 2004 - March 23, 2007

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

NORTHFIELD, IL

Past

January 7, 2004 - March 23, 2007

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

April 15, 2003 - January 15, 2004

OPPENHEIMER ASSET MANAGEMENT

RIA

CRD#: 105559

NEW YORK, NY

Past

January 3, 2003 - April 15, 2003

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

NEW YORK, NY

Past

January 3, 2003 - January 15, 2004

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

August 23, 2001 - January 3, 2003

CIBC WORLD MARKETS CORP.

RIA

CRD#: 630

NEW YORK, NY

Past

November 5, 1999 - January 3, 2003

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/3/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/11/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/26/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/4/1999

General Securities Representative Examination

Current Firm

GLENVIEW FINANCIAL GROUP LLC

GLENVIEW FINANCIAL GROUP LLC | GLENVIEW FINANCIAL GROUP, LLC

CRD#: 141448 / SEC#:

Illinois

Registered Investment Advisory firm - (1/3/2007 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2700 Patriot Blvd. Suite 400, Glenview, IL 60026

Mailing Address

Phone number

(847) 441-8800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

Louis Paster

UBS FINANCIAL SERVICES INC.

IAR

Chicago, IL

Jaime Villalobos

WILLIAM BLAIR

IAR

Chicago, IL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Daniel A. Fortman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Anthony Fortman's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLENVIEW FINANCIAL GROUP LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

OPPENHEIMER ASSET MANAGEMENT

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

CIBC WORLD MARKETS CORP.

CIBC WORLD MARKETS CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/11/2001

Series 63

Date: 1/26/2000

Series 7

Date: 11/4/1999

Current Firm

GLENVIEW FINANCIAL GROUP LLC

Contact information

Documents

Red Flags

Company Information

GLENVIEW FINANCIAL GROUP LLC

TRUST BUT VERIFY

Similar Advisors