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Everett Neil Gilliss

Everett N. Gilliss

CANAL CAPITAL MANAGEMENT
Richmond, VA 23219
Some features on this profile are disabled
CRD#: 4064036
Everett Neil Gilliss

Professional summary

Everett Neil Gilliss, CFP® is a registered financial advisor currently at CANAL CAPITAL MANAGEMENT, LLC located in Richmond, Virginia.

Everett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Everett has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Everett Neil Gilliss's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2008

Experience

Current

October 1, 2012 - Present

CANAL CAPITAL MANAGEMENT, LLC

Office #1: 9 South 5th Street, Richmond, VA 23219
RIA
CRD#: 164971
Richmond, VA
Past

September 28, 2012 - December 5, 2013

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
RICHMOND, VA
Past

December 12, 2006 - September 28, 2012

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
RICHMOND, VA
Past

December 11, 2006 - September 28, 2012

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
RICHMOND, VA
Past

December 1, 2006 - December 4, 2006

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
RICHMOND, VA
Past

August 5, 2002 - December 4, 2006

OSAIC FA, INC.

RIA
CRD#: 3978
RICHMOND, VA
Past

June 3, 2002 - May 26, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

June 3, 2002 - December 4, 2006

OSAIC FA, INC.

BD
CRD#: 3978
RICHMOND, VA
Past

March 5, 2002 - June 24, 2002

1717 CAPITAL MANAGEMENT COMPANY

BD
CRD#: 4082
NEWARK, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CANAL CAPITAL MANAGEMENT, LLC
CANAL CAPITAL MANAGEMENT | CANAL CAPITAL MANAGEMENT, LLC

CRD#: 164971 / SEC#: 801-77036

RIA
Registered Investment Advisory firm - (8/21/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(11/16/2017)
IAR
Virginia
(10/1/2012)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/1/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/13/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/27/2002
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/4/2002
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/15/2010
General Securities Principal Examination

Current Firm

CC
CANAL CAPITAL MANAGEMENT, LLC
CANAL CAPITAL MANAGEMENT | CANAL CAPITAL MANAGEMENT, LLC

CRD#: 164971 / SEC#: 801-77036

RIA
Registered Investment Advisory firm - (8/21/2012 Approved)
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Contact information

Main Address
9 South 5th Street, Richmond, VA 23219
Mailing Address
Phone number
(804) 325-1450
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CANAL CAPITAL MANAGEMENT ADV BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts1,870
AUM (Assets Under Management)$ 1,200,435,021

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CANAL CAPITAL MANAGEMENT, LLC

CRD#: 164971Richmond, VA 23219

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