Everett N. Gilliss
CANAL CAPITAL MANAGEMENT
Richmond, VA 23219
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CRD#: 4064036
Professional summary
Everett Neil Gilliss, CFP® is a registered financial advisor currently at CANAL CAPITAL MANAGEMENT, LLC located in Richmond, Virginia.
Everett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Everett has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CANAL CAPITAL MANAGEMENT, LLC - SOLE MEMBER OF OPERATING COMPANY FOR SECURITIES AND INSURANCE BUSINESS,INVESTMENT RELATED. 2. FIXED INSURANCE SALES AT BRANCH LOCATION, INVESTMENT RELATED. 3. HAXALL POINT PARTNERS, LLC; MANAGING MEMBER; INVESTMENT RELATED 4. HAXALL POINT II, GP LLC; MANAGING MEMBER; INVESTMENT RELATED 5. HP MH I GP, LLC; INVESTMENT RELATED; MANAGING MEMBER 6. HAXALL POINT MANUFACTURED HOUSING OPPORTUNITIES FUND I, INVESTMENT RELATED; MANAGING MEMBER 7. HAXALL INSTITUTIONAL PARTNERS I, LLC, INVESTMENT RELATED; MANAGING MEMBER 8. 5TH STREET HOLDINGS, LLC, NON-INVESTMENT RELATED, MANGING MEMBER, ENTITY OWNS CANAL CAPITAL BUILDING 9. HAXALL POINT III GP, LLC MANGING MEMBER 10. Manager; CANAL TUCKAHOE HOLDINGS SPV, LLC; investment related: Yes; Location of the business: 9 South 5th Street Richmond VA 23219 US; Description of the business: Canal Tuckahoe Holdings SPV, LLC, a Delaware limited liability company (the "Company"), has been formed to make an equity investment (the "Investment") in Tuckahoe Holdings, LLC, a Delaware limited liability company ("Tuckahoe Holdings"). CCM TH Manager, LLC, a Virginia limited liability company (the "Manager") is the manager of the Company and will administer the overall business and affairs of the Company. Canal Capital Management, LLC, a Virginia limited liability company (the "Investment Manager") will serve as investment adviser to the Company.; Responsibilities Duties: Investment Manager will be responsible for the management, operation and control of the investment activities of the Company, to the extent provided in the Operating Agreement and Management Agreement and permitted by law. In carrying out its investment management services to the Company, the Investment Manager's primary functions will be to provide ongoing advice on the Investment to the Company.; Start date with business: 2023-08-24; Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 2;
CRS (Client Relationship Summary) - RIA
Click below to view Everett Neil Gilliss's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
October 1, 2012 - Present
CANAL CAPITAL MANAGEMENT, LLC
Office #1: 9 South 5th Street, Richmond, VA 23219RIA
CRD#: 164971
Richmond, VA
Past
September 28, 2012 - December 5, 2013
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
RICHMOND, VA
Past
December 12, 2006 - September 28, 2012
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
RICHMOND, VA
Past
December 11, 2006 - September 28, 2012
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
RICHMOND, VA
Past
December 1, 2006 - December 4, 2006
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
RICHMOND, VA
Past
August 5, 2002 - December 4, 2006
OSAIC FA, INC.
RIA
CRD#: 3978
RICHMOND, VA
Past
June 3, 2002 - May 26, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
June 3, 2002 - December 4, 2006
OSAIC FA, INC.
BD
CRD#: 3978
RICHMOND, VA
Past
March 5, 2002 - June 24, 2002
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CANAL CAPITAL MANAGEMENT, LLC
CANAL CAPITAL MANAGEMENT | CANAL CAPITAL MANAGEMENT, LLC
CRD#: 164971 / SEC#: 801-77036
RIA
Registered Investment Advisory firm - (8/21/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(11/16/2017)
IAR
Virginia(10/1/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CC
CANAL CAPITAL MANAGEMENT, LLC
CANAL CAPITAL MANAGEMENT | CANAL CAPITAL MANAGEMENT, LLC
CRD#: 164971 / SEC#: 801-77036
RIA
Registered Investment Advisory firm - (8/21/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9 South 5th Street, Richmond, VA 23219
Mailing Address
Phone number
(804) 325-1450
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,870 |
| AUM (Assets Under Management) | $ 1,200,435,021 |
Red Flags
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Company Information
CANAL CAPITAL MANAGEMENT, LLC
CRD#: 164971Richmond, VA 23219TRUST BUT VERIFY
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