Thomas F. Dempsey
Professional summary
Thomas Francis Dempsey, who also goes by Thomas F Dempsey, Tom Dempsey, is a registered financial professional currently at INTEGRITY CAPITAL, LLC located in Dallas, Texas.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1999. Thomas has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Francis Dempsey's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 8, 2025 - Present
INTEGRITY CAPITAL, LLC
Office #1: 1445 Ross Ave 40th Floor, Dallas, TX 75202July 29, 2022 - August 11, 2025
INTEGRITY ALLIANCE, LLC.
February 26, 2019 - July 5, 2022
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 30, 2009 - May 23, 2011
TRANSAMERICA INVESTMENT MANAGEMENT, LLC
June 10, 2008 - February 8, 2019
TRANSAMERICA CAPITAL, LLC
April 5, 2007 - June 3, 2008
ALPS DISTRIBUTORS, INC.
February 22, 2006 - February 2, 2007
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
December 9, 1999 - January 30, 2006
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/8/2025)
(8/8/2025)
(8/8/2025)
(8/8/2025)
Exams
FINRA
Current Firm
INTEGRITY CAPITAL, LLC
CRD#: 285198 / SEC#: , 8-69829
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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Company Information
INTEGRITY CAPITAL, LLC
CRD#: 285198Dallas, TX 75202TRUST BUT VERIFY
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