Steven R. Burch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Randall Burch, who also goes by Steve Burch, Steven Burch, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1999. Steven had worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2019 - June 25, 2020
LYFEVEST, INC.
October 21, 2016 - April 17, 2017
SOUTHEAST INVESTMENTS, N.C., INC.
April 4, 2016 - March 11, 2019
JB FITZ INC.
April 22, 2015 - April 13, 2016
BROOKSTONE CAPITAL MANAGEMENT LLC
October 22, 2014 - June 4, 2015
PEAK BROKERAGE SERVICES, LLC
August 2, 2012 - April 19, 2013
EQUITABLE ADVISORS, LLC
August 1, 2012 - April 19, 2013
EQUITABLE ADVISORS, LLC
April 27, 2012 - June 14, 2012
SOUTHEAST INVESTMENTS, N.C., INC.
April 27, 2012 - June 14, 2012
SOUTHEAST INVESTMENTS, N.C., INC.
December 6, 2010 - May 1, 2012
ALLSTATE FINANCIAL ADVISORS, LLC
December 6, 2010 - May 1, 2012
ALLSTATE FINANCIAL SERVICES, LLC
July 7, 2010 - November 17, 2010
EQUITABLE ADVISORS, LLC
July 2, 2010 - November 17, 2010
EQUITABLE ADVISORS, LLC
April 13, 2009 - June 22, 2010
SOUTHEAST INVESTMENTS, N.C., INC.
August 25, 2008 - April 7, 2009
STATE FARM VP MANAGEMENT CORP.
June 30, 2008 - August 7, 2008
HORNOR, TOWNSEND & KENT, LLC
June 24, 2008 - August 7, 2008
HORNOR, TOWNSEND & KENT, LLC
May 15, 2002 - August 24, 2006
BB&T INVESTMENT SERVICES, INC.
November 9, 2000 - August 24, 2006
BB&T INVESTMENT SERVICES, INC.
October 1, 2000 - October 6, 2000
WELLS FARGO CLEARING SERVICES, LLC
December 7, 1999 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LYFEVEST, INC.
CRD#: 300526 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
