William L. Amerine

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CRD#: 4063394

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Leroy Amerine MR., who also goes by Bill Amerine, William L Amerine, William Leroy Amerine, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 2000. William had worked at 4 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bill Amerine | William L Amerine | William Leroy Amerine

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

MODESTO, CA

Past

January 6, 2000 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

MODESTO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MRAZ AND ASSOCIATES

AVIAD WEALTH MANAGEMENT, INC. | MRAZ, AMERINE & ASSOCIATES, INC. | MRAZ AND ASSOCIATES

CRD#: 158338 / SEC#: 801-72742

RIA

Registered Investment Advisory firm - (9/22/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/7/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 2/1/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/5/2000

General Securities Representative Examination

Current Firm

MRAZ AND ASSOCIATES

AVIAD WEALTH MANAGEMENT, INC. | MRAZ, AMERINE & ASSOCIATES, INC. | MRAZ AND ASSOCIATES

CRD#: 158338 / SEC#: 801-72742

RIA

Registered Investment Advisory firm - (9/22/2011 Approved)

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Contact information

Main Address

1120 13th Street Suite C, Modesto, CA 95354

Mailing Address

Phone number

(209) 593-5870

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (5/12/2025)

Regulatory assets under management

Total Number of Accounts	1,406
AUM (Assets Under Management)	$ 784,862,351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William L. Amerine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CONCERT WEALTH MANAGEMENT

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

MRAZ AND ASSOCIATES

State Registrations and Notice Filings

Exams

Series 66

Date: 2/7/2000

Series 31

Date: 2/1/2000

Series 7

Date: 1/5/2000

Current Firm

MRAZ AND ASSOCIATES

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MRAZ AND ASSOCIATES

TRUST BUT VERIFY

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