John K. Flynn

PROSPECTIVE VALUE PARTNERS LLC

Des Moines, IA 50309

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CRD#: 4063058

Professional summary

John Kelly Flynn, who also goes by Kelly Flynn, is a registered financial advisor currently at PROSPECTIVE VALUE PARTNERS LLC located in Des Moines, Iowa.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. John has worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kelly Flynn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Kelly Flynn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 27, 2015 - Present

PROSPECTIVE VALUE PARTNERS LLC

Office #1: 309 Court Avenue Suite 211, Des Moines, IA 50309

RIA

CRD#: 258786

Des Moines, IA

Past

May 2, 2002 - September 16, 2013

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

November 6, 2001 - April 24, 2002

LAZARD FRERES & CO. LLC

CRD#: 2528

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(8/27/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/27/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/20/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/5/2001

General Securities Representative Examination

Current Firm

PROSPECTIVE VALUE PARTNERS LLC

CRD#: 258786 / SEC#:

Iowa

Registered Investment Advisory firm - (8/4/2015 Approved)

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Contact information

Main Address

309 Court Avenue Suite 211, Des Moines, IA 50309

Mailing Address

Phone number

(515) 875-4928

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	36
AUM (Assets Under Management)	$ 66,899,346

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John K. Flynn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Kelly Flynn's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROSPECTIVE VALUE PARTNERS LLC

GOLDMAN SACHS & CO. LLC

LAZARD FRERES & CO. LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/27/2015

Series 66

Date: 11/20/2001

Series 7

Date: 11/5/2001

Current Firm

PROSPECTIVE VALUE PARTNERS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PROSPECTIVE VALUE PARTNERS LLC

TRUST BUT VERIFY

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