Christopher Charles Schroeder
ChFC®, CLU®Professional Summary
Christopher Charles Schroeder, ChFC®, CLU®, who also goes by C C Schoeder, C C Schroeder, Chris Schroeder, is a registered financial advisor currently at MIDLAND WEALTH MANAGEMENT located in Ladue, Missouri. Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Christopher has worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
C C Schoeder, C C Schroeder, Chris Schroeder
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
27 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
MIDLAND WEALTH ADVISORS, LLC | MIDLAND WEALTH MANAGEMENT
Contact Information
Main Address
1201 Network Centre Drive, Effingham, IL 62401Phone Number
(312) 660-6516# of Employees
32SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
4,521AUM (Assets Under Management)
$3,160,007,607Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/16/2026 | Cover Page | Report |
| 10/16/2025 | Cover Page | Report |
| 02/07/2025 | Cover Page | Report |
| 04/26/2024 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
MIDLAND WEALTH ADVISORS, LLC | MIDLAND WEALTH MANAGEMENT
State Registrations and Notice Filings
(1/2/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 1999About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Christopher Charles Schroeder's CRS (Customer Relationship Summary).
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