Christopher C. Schroeder

MIDLAND WEALTH MANAGEMENT

LADUE, MO 63124

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CRD#: 4063034

Professional summary

Christopher Charles Schroeder, ChFC®, CLU®, who also goes by C C Schoeder, C C Schroeder, Chris Schroeder, is a registered financial advisor currently at MIDLAND WEALTH MANAGEMENT located in Ladue, Missouri.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Christopher has worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

C C Schoeder | C C Schroeder | Chris Schroeder

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) LICENSED INSURANCE AGENT; INVESTMENT- RELATED; 9925 CLAYTON ROAD, LADUE, MO, 63124; SEEL INSURANCE PRODUCTS 2) LEWIS AND CLARK COLLEGE; NON-INVESTMENT RELATED; 5800 GODFREY ROAD, GODFREY, IL, 62035; COMMUNITY COLLEGE ; ADJUNCT FACULTY; 12/2022; 16 HOURS PER MONTH; PROFESSOR OF BUSINESS CLASSES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Charles Schroeder's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

January 2, 2024 - Present

MIDLAND WEALTH MANAGEMENT

Office #1: 9925 Clayton Road, Ladue, MO 63124

RIA

CRD#: 324997

LADUE, MO

Past

April 20, 2020 - January 5, 2024

CLARIS ADVISORS, LLC

RIA

CRD#: 117734

ST. LOUIS, MO

Past

October 29, 2015 - January 21, 2020

UMB FINANCIAL SERVICES, INC.

RIA

CRD#: 17073

BELLEVILLE, IL

Past

October 29, 2015 - January 21, 2020

UMB FINANCIAL SERVICES, INC.

CRD#: 17073

BELLEVILLE, IL

Past

August 3, 2015 - October 9, 2015

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

ST. LOUIS, MO

Past

August 3, 2015 - October 9, 2015

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

ST. LOUIS, MO

Past

July 11, 2014 - June 29, 2015

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

ST. LOUIS, MO

Past

May 14, 2014 - June 29, 2015

FIFTH THIRD SECURITIES, INC.

CRD#: 628

ST. LOUIS, MO

Past

November 13, 2009 - January 10, 2011

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

URBANA, IL

Past

November 13, 2009 - January 10, 2011

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

URBANA, IL

Past

September 7, 2006 - November 13, 2009

NATCITY INVESTMENTS, INC.

RIA

CRD#: 17490

SPRINGFIELD, IL

Past

September 5, 2006 - November 13, 2009

NATCITY INVESTMENTS, INC.

CRD#: 17490

SPRINGFIELD, IL

Past

June 7, 2006 - September 13, 2006

OSAIC WEALTH, INC.

RIA

CRD#: 23131

MEDINA, OH

Past

May 23, 2006 - September 13, 2006

OSAIC WEALTH, INC.

CRD#: 23131

MEDINA, OH

Past

January 17, 2001 - December 31, 2001

NATCITY INSURANCE SERVICES, INC.

CRD#: 16989

CLEVELAND, OH

Past

January 17, 2001 - May 8, 2006

NATCITY INVESTMENTS, INC.

CRD#: 17490

CLEVELAND, OH

Past

December 7, 1999 - March 5, 2001

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MIDLAND WEALTH MANAGEMENT

MIDLAND WEALTH ADVISORS, LLC | MIDLAND WEALTH MANAGEMENT

CRD#: 324997 / SEC#: 801-127578

RIA

Registered Investment Advisory firm - (8/16/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(1/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/17/2014

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/9/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/6/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/13/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/6/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/14/2006

General Securities Principal Examination

Current Firm

MIDLAND WEALTH MANAGEMENT

MIDLAND WEALTH ADVISORS, LLC | MIDLAND WEALTH MANAGEMENT

CRD#: 324997 / SEC#: 801-127578

RIA

Registered Investment Advisory firm - (8/16/2023 Approved)

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Contact information

Main Address

1201 Network Centre Drive, Effingham, IL 62401

Mailing Address

Phone number

(312) 660-6516

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MIDLAND WEALTH ADVISORS DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (6/24/2025)

Regulatory assets under management

Total Number of Accounts	4,290
AUM (Assets Under Management)	$ 2,931,513,136

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/16/2025	Cover Page	Report
02/07/2025	Cover Page	Report
04/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher C. Schroeder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Charles Schroeder's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLARIS ADVISORS, LLC

UMB FINANCIAL SERVICES, INC.

UMB FINANCIAL SERVICES, INC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

NATCITY INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

NATCITY INSURANCE SERVICES, INC.

NATCITY INVESTMENTS, INC.

ALLSTATE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

MIDLAND WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 7/17/2014

Series 65

Date: 7/9/2001

Series 63

Date: 12/6/1999

SIE

Date: 10/1/2018

Series 7

Date: 5/13/2014

Series 6

Date: 12/6/1999

Series 24

Date: 6/14/2006

Current Firm

MIDLAND WEALTH MANAGEMENT

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MIDLAND WEALTH MANAGEMENT

TRUST BUT VERIFY

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