Eric M. Kaleta

LRI INVESTMENTS

West Hartford, CT 06107

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CRD#: 4062979

Professional summary

Eric Mathew Kaleta, AIF®, who also goes by Eric Matthew Kaleta, is a registered financial advisor currently at LRI INVESTMENTS located in West Hartford, Connecticut and M HOLDINGS SECURITIES, INC. located in West Hartford, Connecticut.

Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Eric has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eric Matthew Kaleta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

M Holdings Securities - Lindberg & Ripple; 29 South Main Street, Suite #311, West Hartford, CT 06107; 05/2024; Registered Representative; Advisor for the retirement plan business; Investment Related; 160 hours/month; 160 hours/month during business hours; Ownership, Wages/Salary/Tips.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Mathew Kaleta's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

May 3, 2024 - Present

LRI INVESTMENTS

Office #1: 29 South Main Street Suite 210, West Hartford, CT 06107

RIA

CRD#: 323556

West Hartford, CT

Current

May 1, 2024 - Present

M HOLDINGS SECURITIES, INC.

Office #1: 29 South Main St., Ste 311, West Hartford, CT 06107

RIA

CRD#: 43285

West Hartford, CT

Past

December 12, 2011 - May 2, 2024

VIRTUS INVESTMENT ADVISERS, LLC

RIA

CRD#: 106982

HARTFORD, CT

Past

December 12, 2011 - May 2, 2024

VP DISTRIBUTORS LLC

CRD#: 3036

HARTFORD, CT

Past

October 3, 2011 - November 25, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

ENFIELD, CT

Past

October 3, 2011 - November 25, 2011

LPL FINANCIAL LLC

CRD#: 6413

ENFIELD, CT

Past

October 29, 2007 - June 16, 2011

GLOBAL PORTFOLIO STRATEGIES, INC.

RIA

CRD#: 105812

HARTFORD, CT

Past

December 4, 2006 - June 16, 2011

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

HARTFORD, CT

Past

June 3, 2002 - October 6, 2006

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Past

March 31, 2000 - February 20, 2002

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.

CRD#: 40596

HARTFORD, CT

Past

November 5, 1999 - February 29, 2000

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LRI INVESTMENTS

CRD#: 323556 / SEC#: 801-127277

RIA

Registered Investment Advisory firm - (4/12/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(5/1/2024)

IAR

Connecticut
(5/3/2024)

Florida
(7/25/2025)

Massachusetts
(1/2/2025)

New York
(7/25/2025)

Rhode Island
(7/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/27/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/24/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/4/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LRI INVESTMENTS

CRD#: 323556 / SEC#: 801-127277

RIA

Registered Investment Advisory firm - (4/12/2024 Approved)

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Contact information

Main Address

3825 Pga Blvd Suite 303, Palm Beach Gardens, FL 33410

Mailing Address

Phone number

(561) 323-2265

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LRI INVESTMENTS, LLC DISCLOSURE BROCHURE (8/15/2025)

Regulatory assets under management

Total Number of Accounts	1,295
AUM (Assets Under Management)	$ 1,404,038,363

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Eric M. Kaleta

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Mathew Kaleta's CRS (Customer Relationship Summary).

Certified licenses

Experience

M HOLDINGS SECURITIES, INC.

VIRTUS INVESTMENT ADVISERS, LLC

VP DISTRIBUTORS LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

GLOBAL PORTFOLIO STRATEGIES, INC.

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

HIMCO DISTRIBUTION SERVICES COMPANY

PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.

CITICORP INVESTMENT SERVICES

Primary Firm SEC Registration

LRI INVESTMENTS

State Registrations and Notice Filings

Exams

Series 65

Date: 10/27/2007

Series 63

Date: 11/24/1999

SIE

Date: 10/1/2018

Series 7

Date: 11/4/1999

FINRA

Current Firm

LRI INVESTMENTS

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LRI INVESTMENTS

TRUST BUT VERIFY

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