Susan L. Easthope
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Louise Easthope, who also goes by Susan Louise Pulver, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 2000. Susan had worked at 5 firms and has passed the Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2015 - May 3, 2019
CELAYA WEALTH MANAGEMENT
March 4, 2013 - June 17, 2014
LPL FINANCIAL LLC
May 17, 2005 - December 8, 2014
INGHAM RETIREMENT GROUP
September 28, 2004 - March 4, 2013
SENTINEL SECURITIES, LLC.
January 6, 2000 - October 1, 2004
DP ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CELAYA WEALTH MANAGEMENT
CRD#: 172948 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 139 |
| AUM (Assets Under Management) | $ 25,208,184 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
