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Jon Mark Hendrickson

HENDRICKSON FINANCIAL SERVICES
DICKINSON, ND
·CRD# 4062750·27 years experience

Professional Summary

Jon Mark Hendrickson is a registered financial advisor currently at HENDRICKSON FINANCIAL SERVICES, LLC located in Dickinson, North Dakota. Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Jon has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

HENDRICKSON FINANCIAL SERVICES, LLC·CRD# 285986
RIA
135 Sims Suite 211, Dickinson, ND 58601
February 18, 2017 - Present
VOYAGER CAPITAL MANAGEMENT, LLC·CRD# 124697
RIA
Lake Geneva, WI
September 27, 2004 - May 2, 2007
CAPITAL FINANCIAL SERVICES, INC.·CRD# 8408
RIA
Dickinson, ND
August 24, 2004 - May 31, 2017
CAPITAL FINANCIAL SERVICES, INC.·CRD# 8408
BD
Dickinson, ND
August 18, 2004 - May 31, 2017
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
RIA
Dickinson, ND
April 3, 2001 - August 9, 2004
WELLS FARGO INVESTMENTS, LLC·CRD# 10582
BD
San Francisco, CA
December 13, 2000 - August 9, 2004
WELLS FARGO BROKERAGE SERVICES, L.L.C.·CRD# 16100
BD
Minneapolis, MN
November 16, 1999 - December 13, 2000

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Current Firm

HF
HENDRICKSON FINANCIAL SERVICES, LLC

HENDRICKSON FINANCIAL SERVICES, LLC

CRD#: 285986
Montana
Registered Investment Advisory firm - Montana (10/16/2017 Approved)
North Dakota
Registered Investment Advisory firm - North Dakota (2/17/2017 Approved)

Contact Information

Main Address

135 Sims Suite 211, Dickinson, ND 58601

Mailing Address

Po Box 209, Dickinson, ND 58602

Phone Number

(701) 483-1955

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

235

AUM (Assets Under Management)

$71,553,199

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)FIXED INS. SALES THROUGH VARIOUS INS CO 5 HOURS PER MONTH. 2)COMMUNITY ACTION PARTNERSHIP, 202 EAST VILLARD DICKINSON ND 58601,REGION 7 BOARD MEMEBER NOT INVESTMENT RELATED,NATURE-PROVIDE A RANGE OF SERVICES WHICH ENABLE, EDUCATE, AND ASSIST WITH SELF -SUFFICIENCY TO INDIVIDUALS AND COMMUNITIES IN WESTERN NORTH DAKOTA. START DATE JANUARY 2013,APPROX 2 HOURS PER MONTH, 2 HOURS A MONTH DURING TRADING HOURS. DUTIES VOLUNTARY BOARD MEMBER, NO COMPENSATION,HELP TO OVERSEE ORGANIZATION.3)HENDRICKSON FINANCIAL SERVICES, LLC YES INVESTMENT RELATED 135 SIM SUITE 211, P.O BOX 209 DICKINSON ND 58602. NATURE RIA FIRM. POSITION OWNER/INVESTMENT ADVISOR. START 01/01/2017. 120 PER MONTH WITH 100 HOURS DURING SECURITIES TRADING HOURS. DUTIES RUNNING A REGISTERED INVESTMENT ADVISOR FIRM AND THE DUTIES RELATED TO WORKING WITH CLIENTS AND THEIR INVESTMENTS.DBA: HENDRICKSON FINANCIAL SERVICES. 4.) Theodore Roosevelt Medora Foundation - Beverage Manager - Management of beverage inventory for foundation - Not investment related - 60 hours per month, 28 during securities trading hours - 06/18 to present.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
North Dakota
(2/18/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2000About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed May 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1999About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Jon Mark Hendrickson's CRS (Customer Relationship Summary).

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