LM
Linda R. Mickelsen
INDEPENDENT FINANCIAL GROUP
Prescott, AZ 86303
Some features on this profile are disabled
CRD#: 4062742
LM
Professional summary
Linda R. Mickelsen, who also goes by Linda R Anderson, Linda R Mickelsen, is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in Prescott, Arizona.
Linda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Linda has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Linda R Anderson | Linda R Mickelsen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) LIN MICKELSEN THERAPEUTIC MASSAGE POSITION: Independent Contractor NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/04/2002 ADDRESS: 404 Cowsert Trl, Cottonwood AZ 86326, United States DESCRIPTION: 100% OWNER OF LIN MICKELSEN THERAPEUTIC MASSAGE, PROVIDING MASSAGE SERVICES. (2) ERN ASSOCIATES POSITION: Independent Contractor NATURE: Referral Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/14/2020 ADDRESS: 404 Cowsert Trl, Cottonwood AZ 86326, United States DESCRIPTION: Refer Real Estate to agents to sell homes. (3) ALCANTARA VINEYARD POSITION: Employee NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 08/25/2009 ADDRESS: 3445 S GrapeVine Dr, Cottonwood AZ 86326, United States DESCRIPTION: EMPLOYEE OF ALCANTARA VINEYARD AND WINERY, SERVING WINE IN TASTING ROOM. (4) KYDA INVESTMENTS POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2002 ADDRESS: 404 Cowsert Trl, Cottonwood AZ 86326, United States DESCRIPTION: 100% OWNER OF KYDA INVESTMENTS OWNER OF RENTAL PROPERTY. (5) CAMBIUM WEALTH AND LEGACY STRATEGIES POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 08/12/2020 ADDRESS: 120 Quail Trail, Cottonwood AZ 86326, United States DESCRIPTION: REGISTERED REPRESENTATIVE AT DBA USED FOR MARKETING PURPOSES (6) COKI G LLC POSITION: Employee NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/18/2022 ADDRESS: 120 Quail Trail, Cottonwood AZ 86326, United States DESCRIPTION: Business entity for tax purpose. TAYLOR & PADGETT FINANCIAL GROUP POSITION: Independent Contractor NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 45 START DATE: 10/24/2025 ADDRESS: 120 Quail Trail, Cottonwood AZ 86326, United States DESCRIPTION: dba for financial services advice
CRS (Client Relationship Summary) - RIA
Click below to view Linda R. Mickelsen's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Linda R. Mickelsen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 16, 2015 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 1555 Plaza West, Prescott, AZ 86303RIA
BD
CRD#: 7717
Prescott, AZ
Current
September 8, 2015 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 1555 Plaza West, Prescott, AZ 86303RIA
BD
CRD#: 7717
Prescott, AZ
Past
June 5, 2015 - July 21, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
COTTONWOOD, AZ
Past
April 22, 2015 - July 21, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
October 1, 2012 - December 12, 2014
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
COTTONWOOD, AZ
Past
October 1, 2012 - December 12, 2014
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
COTTONWOOD, AZ
Past
February 23, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
COTTONWOOD, AZ
Past
July 6, 2005 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
COTTONWOOD, AZ
Past
November 19, 1999 - July 6, 2005
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/16/2015)
IAR
Arizona(9/16/2015)
RR
California(3/14/2018)
RR
Hawaii(6/14/2017)
RR
Idaho(9/8/2015)
RR
Michigan(4/1/2020)
RR
Nevada(9/22/2015)
RR
New York(9/5/2024)
RR
Ohio(5/17/2019)
RR
Pennsylvania(10/3/2023)
RR
West Virginia(5/4/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
622
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 44,046 |
| AUM (Assets Under Management) | $ 11,322,059,063 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
