Feraas I. Suleyman

FIFTH THIRD SECURITIES

Milford, OH 45150

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CRD#: 4062250

Professional summary

Feraas Isa Suleyman, who also goes by Feraas Isa Sulleyman, is a registered financial advisor currently at FIFTH THIRD SECURITIES, INC. located in Milford, Ohio.

Feraas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Feraas has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 4, Series 51 and Series 24 exams.

Aliases

Feraas Isa Sulleyman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Notary Public - LIBERTY TOWNSHIP OH 45044 - witness signatures/Administer oaths - nominal hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Feraas Isa Suleyman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Feraas Isa Suleyman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2012 - Present

FIFTH THIRD SECURITIES, INC.

Office #1: 1095 Highway 28, Milford, OH 45150

RIA

CRD#: 628

Milford, OH

Current

January 6, 2012 - Present

FIFTH THIRD SECURITIES, INC.

Office #1: 1095 Highway 28, Milford, OH 45150

RIA

CRD#: 628

Milford, OH

Past

November 7, 2011 - December 22, 2011

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

CINCINNATI, OH

Past

October 31, 2011 - December 22, 2011

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

CINCINNATI, OH

Past

April 10, 2008 - October 28, 2011

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

WEST CHESTER, OH

Past

April 3, 2008 - October 28, 2011

FIFTH THIRD SECURITIES, INC.

CRD#: 628

WEST CHESTER, OH

Past

January 18, 2000 - April 23, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

CINCINNATI, OH

Past

December 22, 1999 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 22, 1999 - April 23, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.

CRD#: 628 / SEC#: 801-63623, 8-2428

RIA

Registered Investment Advisory firm - SEC (11/17/2004 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/30/2016)

Arkansas
(11/19/2020)

California
(1/9/2012)

Colorado
(5/8/2017)

Florida
(1/12/2012)

Georgia
(9/8/2026)

Illinois
(1/6/2012)

Kentucky
(1/6/2012)

Louisiana
(1/11/2012)

Maine
(11/19/2020)

Michigan
(11/19/2020)

Minnesota
(10/15/2012)

New York
(1/26/2012)

North Carolina
(6/5/2013)

IAR

North Carolina
(8/26/2024)

Ohio
(1/9/2012)

IAR

Ohio
(1/9/2012)

Pennsylvania
(8/26/2024)

IAR

Pennsylvania
(8/27/2024)

South Carolina
(7/17/2014)

Tennessee
(12/18/2020)

Texas
(10/29/2013)

Virginia
(2/13/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 2/12/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 12/21/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Status Unavailable

Passed: 11/9/2006

Registered Options Principal Examination

Principal/Supervisory Exam

Series 51

Status Unavailable

Passed: 11/19/2004

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Status Unavailable

Passed: 7/9/2004

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.

CRD#: 628 / SEC#: 801-63623, 8-2428

RIA

Registered Investment Advisory firm - SEC (11/17/2004 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

34 Fountain Square Plaza Md 1090xb, Cincinnati, OH 45263

Mailing Address

38 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263

Phone number

(888) 889-1025

Established

Ohio since 05/01/1925

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

13,533

SEC notice filing (52 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PASSAGEWAY MANAGED ACCOUNT WRAP FEE PROGRAM BROCHURE (7/14/2026)

SUMMIT MANAGED ACCOUNT FIRM BROCHURE (7/14/2026)

COMPASS MANAGED ACCOUNT FIRM BROCHURE (7/14/2026)

Direct owners and executive officers

Name	Position	CRD#
FIFTH THIRD BANK, NATIONAL ASSOCIATION	OWNER
CORSARIE, ROBERT ALBERT	DIRECTOR, HEAD OF RETAIL BROKERAGE	2213136
JACOBS, JARRETT ANDREW	DIRECTOR, BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER	3190249
JOHNSON MOBLEY, SHANNON	DIRECTOR, REGIONAL INVESTMENT MANAGER	2583704
KELLY, GINGER MICHELLE	DIRECTOR, CHIEF ADMINISTRATIVE OFFICER - RETAIL	2357692
LUDWICK, JAMES PAUL	DIRECTOR, EXECUTIVE DIRECTOR OF INSTITUTIONAL BUSINESS	4286771
LYONS, TIMOTHY	DIRECTOR, MANAGING DIRECTOR-TRADING	2544688
MARCUS, ROBERT FRANKLIN	DIRECTOR, HEAD OF CAPITAL MARKETS	2512810
OVERMANN, JUSTIN MICHAEL	DIRECTOR, PRINCIPAL OPERATIONS OFFICER	4419793
STRATMOEN, CHRISTOPHER SCOTT	DIRECTOR, PRINCIPAL FINANCIAL OFFICER	5873893

Regulatory assets under management

Total Number of Accounts	47,014
AUM (Assets Under Management)	$ 10,924,793,999

Disclosures

Regulatory Event	38
Arbitration	19

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/20/2025	Cover Page	Report
08/26/2024	Cover Page	Report
10/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Feraas I. Suleyman

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Feraas Isa Suleyman's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Feraas Isa Suleyman's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIFTH THIRD SECURITIES, INC.

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

FIFTH THIRD SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Passed: 2/12/2002

SIE

Passed: 10/1/2018

Series 7

Passed: 12/21/1999

Series 4

Passed: 11/9/2006

Series 51

Passed: 11/19/2004

Series 24

Passed: 7/9/2004

FINRA

Current Firm

FIFTH THIRD SECURITIES, INC.

Contact information

SEC notice filing (52 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

FIFTH THIRD SECURITIES, INC.

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