EM
Eric J. Maidenberg
BLUE SQUARE ASSET MANAGEMENT
NEW YORK, NY 10004
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CRD#: 4061840
EM
Professional summary
Eric Jay Maidenberg is a registered financial advisor currently at BLUE SQUARE ASSET MANAGEMENT, LLC located in New York, New York.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Eric has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Blue Square Asset Management, LLC; Investment Related; 17 State St., New York, NY 10004; Registered Investment Advisor, Discretionary Managed Accounts for Individuals and Institutions; Member of Advisory Board; Start Jan 2022; 20 hrs/mo; 20 hrs during trading; Advising company on investment structures and themes, strategy research and business expansion with service providers. 2) Bankers Capital International; Investment Related; 244 5th Ave., New York, NY 10001; Private company finance advisory and consulting; Seniro Vice President; Start August 2025; Approx. 40 hrs/mo; 30 hrs/mo during trading; Due Diligence, New Business Development, Company Consulting, Research. 3) EJM Impact Solutions; Investment Related; 17 State St., New York, NY 10004; Business consultancy firm actively engaging in early to mid-stage businesses on behalf of family offices.; Owner/operator; Start Jan 2022; 60 hrs/mo; 40 hrs during trading; Responsible for management and all operations. 4) Sublime Growth; Not Investment Related; 206 Millbank Ave., Greenwich, CT 06830; Consultancy, advising companies on growth strategies; Partner/manager; To be established soon; Approx. 40 hrs/mo; 30 hrs/mo during trading; All business management and client advising.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Jay Maidenberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 25, 2022 - Present
BLUE SQUARE ASSET MANAGEMENT, LLC
Office #1: 17 State Street 40th Floor, New York, NY 10004RIA
CRD#: 296802
NEW YORK, NY
Past
November 4, 2019 - February 25, 2020
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
New York, NY
Past
December 13, 2018 - February 25, 2020
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
October 30, 2001 - July 29, 2004
UBS ASSET MANAGEMENT (US) INC.
BD
CRD#: 583
NEW YORK, NY
Past
November 21, 2000 - August 22, 2001
UBS SECURITIES LLC
BD
CRD#: 7654
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
BLUE SQUARE ASSET MANAGEMENT, LLC
BLUE SQUARE ASSET MANAGEMENT, LLC | BLUE SQUARE WEALTH | BLUE SQUARE DIGITAL
CRD#: 296802 / SEC#: 801-113999
RIA
Registered Investment Advisory firm - (9/17/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(1/25/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BS
BLUE SQUARE ASSET MANAGEMENT, LLC
BLUE SQUARE ASSET MANAGEMENT, LLC | BLUE SQUARE WEALTH | BLUE SQUARE DIGITAL
CRD#: 296802 / SEC#: 801-113999
RIA
Registered Investment Advisory firm - (9/17/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
17 State Street 40th Floor, New York, NY 10004
Mailing Address
Phone number
(646) 928-8000
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 599 |
| AUM (Assets Under Management) | $ 357,721,560 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
