Michael D. Sheehan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Damian Sheehan was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1999. Michael had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2016 - January 17, 2018
MILLINGTON SECURITIES, INC.
October 25, 2013 - November 10, 2014
STEPHENS
June 5, 2012 - October 30, 2013
FM PARTNERS HOLDINGS LLC
March 27, 2012 - May 31, 2012
MUFG SECURITIES AMERICAS INC.
September 2, 2010 - January 26, 2012
DEUTSCHE BANK SECURITIES INC.
March 29, 2006 - September 9, 2010
MORGAN STANLEY & CO. LLC
September 22, 2003 - September 9, 2010
MORGAN STANLEY & CO. LLC
December 7, 1999 - August 2, 2002
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
Primary Firm SEC Registration
MILLINGTON SECURITIES, INC.
CRD#: 147298 / SEC#: 801-71128, 8-67897
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/20/2000
Limited Representative-Equity Trader ExamCurrent Firm
MILLINGTON SECURITIES, INC.
CRD#: 147298 / SEC#: 801-71128, 8-67897
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 168,803,233 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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