Robert D. Basile

BASILE FINANCIAL GROUP

Palm Harbor, FL 34684

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CRD#: 4061437

Professional summary

Robert David Basile, who also goes by Rob Basile, is a registered financial advisor currently at BASILE FINANCIAL GROUP, INC. located in Palm Harbor, Florida.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Robert has worked at 8 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rob Basile

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BASILE CPA FIRM, INC.; INVESTMENT RELATED;PALM HARBOR, FL; CPA FIRM; TAX PREPARER AND ACCOUNTANT: 01/2021; I PREPARE INDIVIDUAL TAX RETURNS. I ALSO PERFORM ACCOUNTING TASKS FOR INDIVIDUALS AND SMALL BUSINESSES. 25% OF TIME.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert David Basile's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 14, 2018 - Present

BASILE FINANCIAL GROUP, INC.

Office #1: 36410 Us Highway 19 N, Palm Harbor, FL 34684

RIA

CRD#: 289419

Palm Harbor, FL

Past

October 14, 2009 - March 12, 2018

LPL FINANCIAL LLC

CRD#: 6413

CLEARWATER, FL

Past

December 7, 2006 - October 5, 2007

QA3 FINANCIAL CORP.

CRD#: 14754

ST PETERSBURG, FL

Past

March 2, 2006 - September 1, 2006

LPL FINANCIAL LLC

RIA

CRD#: 6413

THORNTON, CO

Past

March 2, 2006 - September 1, 2006

LPL FINANCIAL LLC

CRD#: 6413

THORNTON, CO

Past

May 4, 2005 - July 13, 2005

WADDELL & REED

RIA

CRD#: 866

DENVER, CO

Past

April 27, 2005 - July 13, 2005

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

April 20, 2004 - April 20, 2005

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

October 24, 2000 - December 3, 2001

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

January 19, 2000 - May 31, 2000

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

January 19, 2000 - May 31, 2000

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

December 16, 1999 - December 22, 1999

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(5/7/2019)

IAR

Florida
(8/14/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/13/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/3/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/29/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/12/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/15/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/15/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BASILE FINANCIAL GROUP, INC.

BASILE FINANCIAL GROUP | BASILE FINANCIAL GROUP, INC.

CRD#: 289419 / SEC#:

Colorado

Registered Investment Advisory firm - (5/7/2019 Approved)

Florida

Registered Investment Advisory firm - (3/5/2018 Approved)

New York

Registered Investment Advisory firm - (8/3/2018 Approved)

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Contact information

Main Address

36410 Us Highway 19 N, Palm Harbor, FL 34684

Mailing Address

Phone number

(727) 900-7068

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	41
AUM (Assets Under Management)	$ 5,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert D. Basile

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert David Basile's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

QA3 FINANCIAL CORP.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WADDELL & REED

WADDELL & REED

LPL FINANCIAL LLC

CHARLES SCHWAB & CO., INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/13/2018

Series 66

Date: 5/3/2005

Series 63

Date: 11/29/1999

SIE

Date: 3/12/2018

Series 7

Date: 12/15/2000

Series 6

Date: 12/15/1999

Current Firm

BASILE FINANCIAL GROUP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BASILE FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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