Ralph Gregory Latza
CFP®Professional Summary
Ralph Gregory Latza, CFP®, who also goes by Ralph G Latza, is a registered financial advisor currently at PACIFIC ASSET MANAGEMENT, LLC located in Gig Harbor, Washington. Ralph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Ralph has worked at 8 firms and has passed the Series 66, Series 31 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ralph Gregory Latza, Ralph G Latza
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
22 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
COX & LUCY, CPAS, INC., PS | PACIFIC ASSET MANAGEMENT, LLC
Contact Information
Main Address
4320 Harborview Dr, Gig Harbor, WA 98332Phone Number
(253) 649-4600# of Employees
7SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
377AUM (Assets Under Management)
$384,753,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
COX & LUCY, CPAS, INC., PS | PACIFIC ASSET MANAGEMENT, LLC
State Registrations and Notice Filings
(5/7/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Ralph Gregory Latza's CRS (Customer Relationship Summary).
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