Ralph G. Latza

PACIFIC ASSET MANAGEMENT

Gig Harbor, WA 98332

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CRD#: 4060763

Professional summary

Ralph Gregory Latza, CFP®, who also goes by Ralph G Latza, is a registered financial advisor currently at PACIFIC ASSET MANAGEMENT, LLC located in Gig Harbor, Washington.

Ralph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Ralph has worked at 8 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ralph G Latza

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ralph Gregory Latza's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

May 7, 2021 - Present

PACIFIC ASSET MANAGEMENT, LLC

Office #1: 4320 Harborview Dr, Gig Harbor, WA 98332

RIA

CRD#: 115157

Gig Harbor, WA

Past

March 11, 2020 - April 30, 2021

NR SMITH AND ASSOCIATES, P.S.

RIA

CRD#: 116894

OLYMPIA, WA

Past

August 27, 2015 - March 11, 2016

BLUESKY WEALTH ADVISORS, LLC

RIA

CRD#: 116760

SANTA CLARA, CA

Past

March 26, 2013 - October 6, 2015

LIFESTREAM FINANCIAL, INC.

RIA

CRD#: 141438

FREMONT, CA

Past

October 9, 2012 - March 28, 2013

WEALTHSPIRE ADVISORS

RIA

CRD#: 110666

SAN RAFAEL, CA

Past

June 23, 2008 - March 18, 2010

PLAN[REAL]

RIA

CRD#: 147091

SAN FRANCISCO, CA

Past

March 10, 2006 - October 2, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAN FRANCISCO, CA

Past

March 10, 2006 - October 2, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SAN FRANCISCO, CA

Past

August 15, 2005 - November 16, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

SAN FRANCISC, CA

Past

June 2, 2005 - November 16, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

January 13, 2000 - June 23, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PACIFIC ASSET MANAGEMENT, LLC

COX & LUCY, CPAS, INC., PS | PACIFIC ASSET MANAGEMENT, LLC

CRD#: 115157 / SEC#: 801-60894

RIA

Registered Investment Advisory firm - (2/4/2002 Approved)

Washington

Registered Investment Advisory firm - (2/5/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(5/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/9/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 7/29/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/1/2005

General Securities Representative Examination

Current Firm

PACIFIC ASSET MANAGEMENT, LLC

COX & LUCY, CPAS, INC., PS | PACIFIC ASSET MANAGEMENT, LLC

CRD#: 115157 / SEC#: 801-60894

RIA

Registered Investment Advisory firm - (2/4/2002 Approved)

Washington

Registered Investment Advisory firm - (2/5/2002 Terminated)

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Contact information

Main Address

4320 Harborview Dr, Gig Harbor, WA 98332

Mailing Address

Phone number

(253) 649-4600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PACIFIC ASSET MANAGEMENT ADV II (3/18/2025)

Regulatory assets under management

Total Number of Accounts	368
AUM (Assets Under Management)	$ 279,446,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ralph G. Latza

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ralph Gregory Latza's CRS (Customer Relationship Summary).

Certified licenses

Experience

NR SMITH AND ASSOCIATES, P.S.

BLUESKY WEALTH ADVISORS, LLC

LIFESTREAM FINANCIAL, INC.

WEALTHSPIRE ADVISORS

PLAN[REAL]

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

PACIFIC ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/9/2005

Series 31

Date: 7/29/2005

Series 7

Date: 6/1/2005

Current Firm

PACIFIC ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PACIFIC ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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