Sean Couch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Couch, who also goes by Sean Patrick Couch, was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 2000. Sean had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2015 - April 26, 2016
VINING-SPARKS IBG, LLC
April 2, 2012 - May 28, 2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED
November 1, 2010 - February 2, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 23, 2000 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VINING-SPARKS IBG, LLC
CRD#: 27502 / SEC#: , 8-43150
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 8 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
