David Y. Xu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Yuan Zhang Xu, who also goes by David Xu, Yuan Zhang Xu, Yuanzhang Xu, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2000. David had worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2018 - December 23, 2020
QUANTUM CAPITAL MANAGEMENT
July 7, 2006 - October 17, 2017
CHARLES SCHWAB & CO., INC.
September 8, 2000 - October 17, 2017
CHARLES SCHWAB & CO., INC.
May 2, 2000 - August 1, 2000
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
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Exams
Current Firm
QUANTUM CAPITAL MANAGEMENT
CRD#: 143150 / SEC#: 801-67571
Contact information
Red Flags
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