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RS

Robert Michael Salamone

CRD# 4060335·Registered 2000 - 2006
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Michael Salamone was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 2000 - 2006. Robert had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

WORKMAN SECURITIES CORPORATION·CRD# 31898
BD
Eden Prairie, MN
January 20, 2006 - March 20, 2006
WATERSTONE FINANCIAL GROUP, INC.·CRD# 10078
BD
Boston, MA
July 1, 2003 - December 31, 2005
AMERICAN GENERAL SECURITIES INCORPORATED·CRD# 13626
BD
Phoenix, AZ
April 11, 2001 - July 1, 2003
EDWARD JONES·CRD# 250
BD
St. Louis, MO
January 2, 2000 - April 9, 2001

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Current Firm

WS
WORKMAN SECURITIES CORPORATION

WORKMAN SECURITIES ADVISORY SERVICES | WORKMAN SECURITIES CORPORATION

CRD#: 31898 / SEC#: 801-65758, 8-45573
BD
Terminated by SEC on 12/02/2011

Contact Information

Established

Minnesota since 12/10/1990

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
BDMA, INC.OWNER—
GUSTAFSON, TRACY ANNEFINANCIAL & OPERATIONS PRINCIPAL5313898
MAXA, PAUL JACOBCEO, TREASURER, CCO AND CFO2059711
VIETOR, DANA BRUCEPRESIDENT & SECRETARY873129

Disclosures

Regulatory Event

5

Arbitration

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2019About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1999About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1999About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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