Douglas W. Ramey

SAINT LOUIS INVESTMENT ADVISORS

Collinsville, IL 62234

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CRD#: 4060257

Professional summary

Douglas Wayne Ramey is a registered financial advisor currently at SAINT LOUIS INVESTMENT ADVISORS INC located in Collinsville, Illinois.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Douglas has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Wayne Ramey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 23, 2005 - Present

SAINT LOUIS INVESTMENT ADVISORS INC

Office #1: 1701 Golfview Drive, Collinsville, IL 62234

RIA

CRD#: 107101

Collinsville, IL

Past

June 4, 2004 - August 12, 2005

ADVEST, INC.

CRD#: 10

HARTFORD, CT

Past

January 2, 2000 - June 7, 2004

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(11/23/2005)

IAR

Missouri
(11/23/2005)

IAR

Texas
(12/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/25/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/29/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/27/1999

General Securities Representative Examination

Current Firm

SAINT LOUIS INVESTMENT ADVISORS INC

CRD#: 107101 / SEC#: 801-25232

RIA

Registered Investment Advisory firm - (6/22/2012 Terminated)

Illinois

Registered Investment Advisory firm - (5/23/2012 Approved)

Missouri

Registered Investment Advisory firm - (6/4/2012 Approved)

Texas

Registered Investment Advisory firm - (12/26/2023 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1701 Golfview Drive, Collinsville, IL 62234

Mailing Address

Phone number

(618) 344-5808

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	242
AUM (Assets Under Management)	$ 61,510,604

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Douglas W. Ramey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Wayne Ramey's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAINT LOUIS INVESTMENT ADVISORS INC

ADVEST, INC.

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 65

Date: 10/25/2005

Series 63

Date: 12/29/1999

Series 7

Date: 12/27/1999

Current Firm

SAINT LOUIS INVESTMENT ADVISORS INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SAINT LOUIS INVESTMENT ADVISORS INC

TRUST BUT VERIFY

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