Lance Wordelmann
Professional Summary
Lance Wordelmann, who also goes by Lance F. Wordelmann, Lance Frederick Wordlemann, is a registered financial advisor currently at COUNTERPOINT FUNDS located in Boynton Beach, Florida and NORTHERN LIGHTS DISTRIBUTORS, LLC located in Elkhorn, Nebraska. Lance is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Lance has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Lance F. Wordelmann, Lance Frederick Wordlemann
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
COUNTERPOINT FUNDS | COUNTERPOINT MUTUAL FUNDS, LLC | COUNTERPOINT FUNDS LLC
Contact Information
Main Address
12770 High Bluff Drive Suite 380, San Diego, CA 92130Phone Number
(858) 771-4000# of Employees
15SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
5AUM (Assets Under Management)
$3,238,897,410Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
COUNTERPOINT FUNDS | COUNTERPOINT MUTUAL FUNDS, LLC | COUNTERPOINT FUNDS LLC
State Registrations and Notice Filings
(2/20/2024)
(2/24/2026)
(3/1/2021)
(2/20/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 2000About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Lance Wordelmann's CRS (Customer Relationship Summary).
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