Mary K. Heise
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Kay Heise, who also goes by Mary Kay Biggerstaff, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1999. Mary had worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2006 - March 25, 2013
BAKER TILLY INVESTMENT ADVISORS
August 26, 2005 - January 27, 2014
BAKER TILLY CAPITAL, LLC
September 5, 2001 - January 31, 2005
INVEST FINANCIAL CORPORATION
December 10, 1999 - August 2, 2001
M&I FINANCIAL ADVISORS, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BAKER TILLY INVESTMENT ADVISORS
CRD#: 111264 / SEC#: 801-54994
Contact information
Red Flags
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