Sean M. Houston

1858 WEALTH MANAGEMENT

Akron, OH 44333

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CRD#: 4059619

Professional summary

Sean Michael Houston, CIMA® is a registered financial advisor currently at 1858 WEALTH MANAGEMENT, LLC located in Akron, Ohio.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Sean has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DANNIBALLE HOUSTON LLC, INV RELATED, AKRON, OH, 40% OWNERSHIP, START 11/1/2009, 40 HOURS PER MONTH, 40 HOURS DURING TRADING, FINET PRACTICE. Insurance Sales; same address; Non-Investment Related; Appx 10% of time during the month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Michael Houston's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

January 3, 2020 - Present

1858 WEALTH MANAGEMENT, LLC

Office #1: 3250 West Market Street Suite 105, Akron, OH 44333

RIA

CRD#: 305817

Akron, OH

Past

November 12, 2009 - January 9, 2020

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

AKRON, OH

Past

November 12, 2009 - January 9, 2020

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

AKRON, OH

Past

October 18, 2005 - December 2, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

AKRON, OH

Past

October 14, 2005 - December 2, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

AKRON, OH

Past

April 17, 2001 - October 20, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CANTON, OH

Past

November 17, 2000 - October 20, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

January 2, 2000 - December 15, 2000

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

1858 WEALTH MANAGEMENT, LLC

CRD#: 305817 / SEC#: 801-117807

RIA

Registered Investment Advisory firm - (12/13/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(1/3/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/2/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/29/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/27/1999

General Securities Representative Examination

Current Firm

1858 WEALTH MANAGEMENT, LLC

CRD#: 305817 / SEC#: 801-117807

RIA

Registered Investment Advisory firm - (12/13/2019 Approved)

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Contact information

Main Address

3250 West Market Street Suite 105, Akron, OH 44333

Mailing Address

Phone number

(234) 678-5183

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

1858 DISCLOSURE BROCHURE (1/24/2025)

Regulatory assets under management

Total Number of Accounts	391
AUM (Assets Under Management)	$ 207,359,129

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sean M. Houston

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Michael Houston's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EDWARD JONES

Primary Firm SEC Registration

1858 WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/2/2001

Series 63

Date: 12/29/1999

SIE

Date: 10/1/2018

Series 7

Date: 12/27/1999

Current Firm

1858 WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

1858 WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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