James D. Loftin

LOFTIN WEALTH PARTNERS | Chief Executive Officer, President

Johns Creek, GA 30097

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CRD#: 4059549

Professional summary

James D Loftin, AIF®, CFP®, who also goes by James D. Loftin, is a registered financial advisor currently at LOFTIN WEALTH PARTNERS located in Johns Creek, Georgia.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. James has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 24 and Series 9 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Investment Planning

Budgeting

Comprehensive Financial Planni...

Debt Management

Business Succession Planning

Insurance Planning

Are you a "fiduciary"?

Yes

Aliases

James D. Loftin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) JOHN LUCHENE INSURANCE - AGENT - INSURANCE SALES AND SERVICE - ATLANTA, GA - SINCE 01/2010 - INVESTMENT RELATED 2.) LOFTIN FINANCIAL GROUP, LLC - OWNER - DBA FOR TAX AND BUSINESS OPERATING PURPOSES -ATLANTA, GA - SINCE 01/2010 - NOT INVESTMENT RELATED 3.) GUIDEPOINT GLOBAL - PHONE INTERVIEW - ATLANTA, GA - SINCE 06/2015 - NOT INVESTMENT RELATED 4.) FPA OF GA - PRESIDENT-2023 - COMMUNITY, CIVIC OR CHARITABLE BOARD MEMBER OR OFFICER - ATLANTA, GA - SINCE 01/2023 - NOT INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James D Loftin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

March 6, 2020 - Present

LOFTIN WEALTH PARTNERS

Office #1: 6470 E Johns Crossing Suite 230, Johns Creek, GA 30097

RIA

CRD#: 305359

Johns Creek, GA

Past

October 28, 2019 - December 31, 2019

LOFTIN WEALTH PARTNERS

RIA

CRD#: 305359

CUMMING, GA

Past

January 6, 2010 - November 23, 2021

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

DULUTH, GA

Past

January 6, 2010 - August 16, 2023

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

DULUTH, GA

Past

January 2, 2009 - January 7, 2010

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SAINT PETERSBURG, FL

Past

January 14, 2005 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

ATLANTA, GA

Past

January 4, 2005 - January 7, 2010

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ATLANTA, GA

Past

July 15, 2002 - January 26, 2005

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

ATLANTA, GA

Past

February 14, 2002 - January 26, 2005

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

January 17, 2000 - February 13, 2002

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LOFTIN WEALTH PARTNERS

GER LOFTIN WEALTH ADVISORS, LLC | LOFTIN WEALTH PARTNERS

CRD#: 305359 / SEC#: 801-117350

RIA

Registered Investment Advisory firm - (9/17/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(3/6/2020)

IAR

Texas
(8/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/25/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/4/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/2/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/13/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/3/2006

General Securities Principal Examination

Principal/Supervisory Exam

Series 9

Date: 3/22/2006

General Securities Sales Supervisor - Options Module Examination

Current Firm

LOFTIN WEALTH PARTNERS

GER LOFTIN WEALTH ADVISORS, LLC | LOFTIN WEALTH PARTNERS

CRD#: 305359 / SEC#: 801-117350

RIA

Registered Investment Advisory firm - (9/17/2019 Approved)

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Contact information

Main Address

6470 E Johns Crossing Suite 230, Johns Creek, GA 30097

Mailing Address

Phone number

(888) 556-3846

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GER LOFTIN WRAP FEE BROCHURE (3/17/2025)

GER LOFTIN FORM ADV PART 2A (3/17/2025)

Regulatory assets under management

Total Number of Accounts	1,033
AUM (Assets Under Management)	$ 292,423,448

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

James D. Loftin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James D Loftin's CRS (Customer Relationship Summary).

Certified licenses

Experience

LOFTIN WEALTH PARTNERS

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

LOFTIN WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 2/25/2000

Series 63

Date: 2/4/2000

SIE

Date: 10/1/2018

Series 31

Date: 10/2/2003

Series 7

Date: 1/13/2000

Series 24

Date: 5/3/2006

Series 9

Date: 3/22/2006

Current Firm

LOFTIN WEALTH PARTNERS

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LOFTIN WEALTH PARTNERS

TRUST BUT VERIFY

Contact information

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