KE
Kyle J. Elliott
CONVERGENCE FINANCIAL
Fayette, MO 65248
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CRD#: 4059462
KE
Professional summary
Kyle Joseph Elliott is a registered financial advisor currently at CONVERGENCE FINANCIAL located in Fayette, Missouri and LPL FINANCIAL LLC located in Fayette, Missouri.
Kyle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Kyle has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 08/10/2009 - DBA ONLY - COMMERCIAL TRUST FINANCIAL SERVICES - FAYETTE, MO (2) 6/22/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary - Start Date:11/21/1997 - 1 Hours Per Month/1 Hours During Trading. (3) 11/17/2020 - Commercial Trust Company - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Start Date: 10/28/2020 - 2 Hours Per Month/0 Hours During Securities Trading - Management team that oversees trust dept. (4) 5/11/2021 - Convergence Financial, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 07/01/2019 - 160 Hours Per Month/140 Hours During Securities Trading - I provide investment advisory services through Convergence Financial, LLC, an independent investment advisor firm. I started this business activity in 4/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Kyle Joseph Elliott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 5, 2019 - Present
CONVERGENCE FINANCIAL
Office #1: 119 North Main Street Suite 102, Fayette, MO 65248RIA
CRD#: 304146
Fayette, MO
Current
August 10, 2009 - Present
LPL FINANCIAL LLC
Office #1: 119 N Main St, Fayette, MO 65248RIA
BD
CRD#: 6413
Fayette, MO
Past
October 24, 2018 - November 26, 2019
GOOD LIFE ADVISORS, LLC
RIA
CRD#: 171898
Fayette, MO
Past
August 10, 2009 - March 22, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
COLUMBIA, MO
Past
May 29, 2001 - August 25, 2009
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
FAYETTE, MO
Past
December 7, 1999 - August 25, 2009
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
FAYETTE, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CONVERGENCE FINANCIAL
360 INTEGRATED FINANCIAL | WESCOAT WEALTH MANAGEMENT | TELOS STRATEGIC WEALTH | RAMOS GROUP | LEGACY GROUP FINANCIAL ADVISORS | FOUR RIVERS FINANCIAL | CONVERGENCE FINANCIAL, LLC | CONVERGENCE FINANCIAL & TAX | CONVERGENCE FINANCIAL | COMMERCIAL TRUST FINANCIAL SERVICES
CRD#: 304146 / SEC#: 801-116738
RIA
Registered Investment Advisory firm - (6/3/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(8/6/2013)
RR
California(8/19/2015)
RR
Colorado(8/10/2009)
RR
Florida(8/10/2009)
RR
Idaho(7/3/2018)
RR
Kansas(9/17/2020)
RR
Missouri(8/10/2009)
IAR
Missouri(6/5/2019)
RR
Oklahoma(8/10/2009)
RR
South Carolina(5/23/2025)
RR
South Dakota(7/10/2018)
RR
Texas(10/7/2016)
RR
Wisconsin(11/4/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CONVERGENCE FINANCIAL
360 INTEGRATED FINANCIAL | WESCOAT WEALTH MANAGEMENT | TELOS STRATEGIC WEALTH | RAMOS GROUP | LEGACY GROUP FINANCIAL ADVISORS | FOUR RIVERS FINANCIAL | CONVERGENCE FINANCIAL, LLC | CONVERGENCE FINANCIAL & TAX | CONVERGENCE FINANCIAL | COMMERCIAL TRUST FINANCIAL SERVICES
CRD#: 304146 / SEC#: 801-116738
RIA
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Contact information
Main Address
3919 S. Providence Road, Columbia, MO 65203
Mailing Address
Phone number
(573) 818-2264
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (25 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,609 |
| AUM (Assets Under Management) | $ 703,445,900 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
