Linda K. Engler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Linda Kay Engler was a registered financial professional .
Linda is a previously registered financial professional and started their career in finance in 2000. Linda had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2001 - May 9, 2002
TCF INVESTMENTS, INC.
January 6, 2000 - December 22, 2000
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TCF INVESTMENTS, INC.
CRD#: 34954 / SEC#: , 8-46584
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TCF NATIONAL BANK MINNESOTA | EQUITY SHAREHOLDER | |
| SCATTERGOOD, JAMES RODERICK | FINOP AND CHIEF FINANCIAL OFFICER, SENIOR VICE PRESIDENT, DIRECTOR OF OPERATIONS | 4821114 |
| SHERMAN, NORMAN RALPH | CHEIF COMPLIANCE OFFICER | 2583040 |
| STAUTZ, DAVID MARTIN | DIRECTOR/TREASURER | |
| STOCKMAN, DIANE ONETA | SECRETARY | |
| STRAUB, RICHARD JOSEPH | SROP AND CROP | 2183623 |
| TORVIK, PETER OLE | DIRECTOR, PRESIDENT, CEO,DIRECTOR OF SALES | 1868295 |
| WINSLOW, BARRY NELSON MR | CHAIRMAN | 4864630 |
Red Flags
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