Eugene C. Giaquinto
Professional summary
Eugene Charles Giaquinto was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Eugene is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Eugene had worked at 2 firms, which includes LIGHTSPEED TRADING LLC, HEARTLAND SECURITIES CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2010 - December 5, 2011
LIGHTSPEED TRADING, LLC
December 7, 1999 - November 1, 2001
HEARTLAND SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Series 55
Date: 4/13/2000
Limited Representative-Equity Trader ExamCurrent Firm
LIGHTSPEED TRADING, LLC
CRD#: 35519 / SEC#: , 8-46795
Contact information
Documents
Disclosures
| Regulatory Event | 19 |
| Arbitration | 1 |
Red Flags
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