Pamela S. Stewart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pamela Sue Stewart, who also goes by Pamela Sue Hodgson, Pamela Sue Manville, Manville, was a registered financial advisor .
Pamela is a previously registered financial advisor and started their career in finance in 2000. Pamela had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2008 - October 24, 2008
EVOLVE SECURITIES, INC.
August 4, 2008 - October 24, 2008
AFS INVESTMENT ADVISORS, INC.
October 5, 2007 - June 19, 2008
FIDELITY BROKERAGE SERVICES LLC
January 13, 2003 - June 25, 2007
FIRST HORIZON ADVISORS, INC.
January 7, 2003 - June 25, 2007
FIRST HORIZON ADVISORS, INC.
March 26, 2001 - November 26, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 22, 2001 - November 26, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 8, 2000 - May 9, 2000
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EVOLVE SECURITIES, INC.
CRD#: 127474 / SEC#: , 8-66004
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVOLVE FINANCIAL GROUP, INC. | SOLE SHAREHOLDER | |
| CHRISTIANS, AMANDA MICHELE | CHIEF COMPLIANCE OFFICER - IA ONLY | 3021175 |
| COOK, ANDREW BERNARD | SVP/COMPLIANCE OFFICER -STRUCTURED SETTLEMENTS | 2712307 |
| KOCZERA, LYNN COLTON | FINOP | 1065105 |
| SHADE, KENNETH EUGENE | CHIEF COMPLIANCE OFFICER, SROP - BD ONLY, OPERATIONS COMPLIANCE, CROP | 3259826 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
