Thomas H. Roulston
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Henry Roulston II, who also goes by Thomas Henry Roulston, was a registered financial advisor .
Thomas is a previously registered financial advisor and started their career in finance in 1964. Thomas had worked at 4 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2007 - December 5, 2012
FAIRPORT ASSET MANAGEMENT
September 21, 2000 - November 30, 2007
ROULSTON & CO INC
September 2, 1986 - November 17, 2004
ROULSTON RESEARCH CORP.
July 17, 1964 - June 3, 1996
ROULSTON RESEARCH CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/17/1959
Registered Representative ExaminationCurrent Firm
FAIRPORT ASSET MANAGEMENT
CRD#: 145182 / SEC#: 801-68520
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
