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LC

Louis Cuomo

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CRD#: 4058531
LC
Louis Cuomo

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Louis Cuomo, who also goes by Louis Joseph Cuomo, Louis J Cuomo, was a registered financial professional .

Louis is a previously registered financial professional and started their career in finance in 2005. Louis had worked at 9 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7 and Series 9 exams.

Aliases

Louis Joseph Cuomo | Louis J Cuomo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the other business: TSG Strategic Secondary Fund 2, LLC, Investment-related? Yes, Address of other business: 3275 Veterans Memorial Highway, Suite B9, Ronkonkoma, NY 11779, Nature of the other business: Venture Capital, Position, title, or relationship with the other business: Member/Advisor, Start Date: May 2023, Approximate number of hours/month you devote to the other business: Approx. 30 to 40 hours per month, Number of hours you devote to the other business during securities trading hours: Approx. 30 to 40 hours per month, Duties relating to the other business: Advisor 1. OAKLAND COUNTRY DAY SCHOOL, HOSTING A TEACHER FOR AT HOME LEARNING FOR CHILDREN

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 27, 2023 - August 6, 2026

TSG CAPITAL ADVISORS

BD
CRD#: 147509
HAUPPAUGE, NY
Past

October 27, 2023 - August 6, 2026

TSG ALPHA PARTNERS, LLC

RIA
CRD#: 319493
Jersey City, NJ
Past

February 17, 2021 - November 24, 2021

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
VERONA, NJ
Past

February 16, 2021 - November 24, 2021

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
VERONA, NJ
Past

May 15, 2018 - December 18, 2020

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
CEDAR GROVE, NJ
Past

May 15, 2018 - December 18, 2020

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
CEDAR GROVE, NJ
Past

September 13, 2016 - May 18, 2018

SANTANDER SECURITIES LLC

RIA
CRD#: 41791
LIVINGSTON, NJ
Past

September 7, 2016 - May 18, 2018

SANTANDER SECURITIES LLC

BD
CRD#: 41791
LIVINGSTON, NJ
Past

November 19, 2014 - September 1, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
BUTLER, NJ
Past

August 7, 2014 - September 1, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
BUTLER, NJ
Past

May 22, 2013 - July 31, 2014

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

October 1, 2008 - May 20, 2013

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

April 4, 2005 - October 1, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/10/2024
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 11/17/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/27/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/1/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 5/23/2011
General Securities Sales Supervisor - Options Module Examination

Current Firm

TC
TSG CAPITAL ADVISORS
BRIGHTCHOICE FINANCIAL, LLC | TSG CAPITAL ADVISORS

CRD#: 147509 / SEC#: , 8-67910

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
3275 Veterans Memorial Highway Suite B-9, Ronkonkoma, NY 11779
Mailing Address
3275 Veterans Memorial Highway Suite B-9, Ronkonkoma, NY 11779
Phone number
(631) 201-2483
Established
Tennessee since 01/10/2007
Firm type
Limited Liability Company
Fiscal year end
October
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JLLA HOLDINGS, LLCOWNER/MEMBER
TORRILLO, DON LPRESIDENT/CEO/MANAGING MEMBER2789918
DIAMOS, ANTHONY SOLONFINOP/CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER4872899
MEGENITY, BRIAN MCDONALDCHIEF COMPLIANCE OFFICER2889637

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TSG CAPITAL ADVISORS

CRD#: 147509

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