Susan Camus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Camus was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 2000. Susan had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2015 - July 11, 2019
FIRST LIBERTIES FINANCIAL
May 25, 2011 - August 26, 2013
STORMHARBOUR SECURITIES LP
May 2, 2008 - May 20, 2010
ZENITH SECURITIES LLC
July 5, 2005 - September 1, 2005
FULCRUM GLOBAL PARTNERS LLC
January 15, 2004 - June 21, 2005
FULCRUM GLOBAL PARTNERS LLC
November 7, 2001 - August 29, 2002
ABN AMRO INCORPORATED
April 30, 2001 - November 5, 2001
ING FINANCIAL MARKETS LLC
February 1, 2000 - April 30, 2001
ABN AMRO SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST LIBERTIES FINANCIAL
CRD#: 14432 / SEC#: , 8-30673
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PELION FINANCIAL GROUP, INC. | OWNER | |
| BERGMAN, HILARY GUY | DIRECTOR, PRESIDENT, FINOP, AMLCO, & CHIEF COMPLIANCE OFFICER | 1834738 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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