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Anthony Alexander Noto

Anthony A. Noto

NOTO FINANCIAL PLANNING
DALLAS, TX 75252
Some features on this profile are disabled
CRD#: 4058357
Anthony Alexander Noto

Professional summary

Anthony Alexander Noto, CFP® is a registered financial advisor currently at NOTO FINANCIAL PLANNING located in Dallas, Texas.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Anthony has worked at 4 firms and has passed the Series 63, Series 55, Series 7 and Series 25 exams.

top-8-questions

Question & Answer

What are your service offerings?
Retirement Planning
Investment Planning
Comprehensive Financial Planni...
Insurance Planning
Tax Planning
Employee and Employer Plan Ben...
Do you have an area of expertise or specialization?
ExPat and Cross Border Issues
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Alexander Noto's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2011

Experience

Current

October 16, 2013 - Present

NOTO FINANCIAL PLANNING

Office #1: 17330 Preston Rd. Suite 200d, Dallas, TX 75252
RIA
CRD#: 168653
DALLAS, TX
Past

November 20, 2001 - September 29, 2005

SUNGARD INSTITUTIONAL BROKERAGE INC.

BD
CRD#: 8509
GENEVA, IL
Past

October 1, 2000 - November 16, 2001

SUNGARD GLOBAL EXECUTION SERVICES LLC

BD
CRD#: 43934
NEW YORK, NY
Past

April 7, 2000 - October 18, 2000

OSCAR GRUSS & SON INCORPORATED

BD
CRD#: 2091
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(8/14/2025)
IAR
Texas
(1/8/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 4/24/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 5/4/2002
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 10/1/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 25
Date: 3/9/2000
NYSE Trading Assistant Examination

Current Firm

NOTO FINANCIAL PLANNING
NOTO FINANCIAL PLANNING
NOTO FINANCIAL PLANNING | NOTO FINANCIAL PLANNING, LLC

CRD#: 168653 / SEC#:

Louisiana
Registered Investment Advisory firm - (8/12/2025 Approved)
Texas
Registered Investment Advisory firm - (1/8/2020 Approved)
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Contact information

Main Address
Richardson, TX
Mailing Address
17330 Preston Rd. Suite 200d, Dallas, TX 75252
Phone number
(808) 638-2475
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts40
AUM (Assets Under Management)$ 20,306,258

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NOTO FINANCIAL PLANNING

NOTO FINANCIAL PLANNING

CRD#: 168653Dallas, TX 75252

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Contact information

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