MS
Marisa Sacks
VOYA FINANCIAL ADVISORS
Honolulu, HI 96813
Some features on this profile are disabled
CRD#: 4058217
MS
Professional summary
Marisa Sacks, who also goes by Marisa Steiger, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Honolulu, Hawaii.
Marisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Marisa has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marisa Steiger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 1299 FARNAM ST 6TH FLOOR AMF; OMAHA; NE; 68102; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 10/1/2009; 6; 6; FIXED INSURANCE AND FIXED ANNUITIES.| REMAX HAWAII POSITION: Real Estate Sales Person NATURE: Assisting with Buying and selling real estate. INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 0 START DATE: 03/25/2024 ADDRESS: 4211 Waialae Ave Box 9050, Honolulu HI 96816, United States DESCRIPTION: Assisting others with the purchase and sale of real estate and showing homes.
CRS (Client Relationship Summary) - RIA
Click below to view Marisa Sacks's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Marisa Sacks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 711 Kapiolani Blvd Suite 1400, Honolulu, HI 96813RIA
BD
CRD#: 2882
Honolulu, HI
Current
January 3, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 711 Kapiolani Blvd Suite 1400, Honolulu, HI 96813RIA
BD
CRD#: 2882
Honolulu, HI
Past
January 5, 2007 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
HONOLULU, HI
Past
January 5, 2007 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
HONOLULU, HI
Past
February 6, 2002 - December 31, 2006
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
HONOLULU, HI
Past
June 7, 2001 - December 31, 2006
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
HONOLULU, HI
Past
March 13, 2000 - June 22, 2001
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
November 30, 1999 - March 3, 2000
FISERV INVESTOR SERVICES, INC.
BD
CRD#: 34637
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/10/2014)
RR
Arkansas(1/2/2025)
RR
California(1/3/2011)
RR
Hawaii(1/3/2011)
IAR
Hawaii(1/3/2011)
RR
Virginia(1/3/2011)
RR
Washington(1/3/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
