Kelly C. L'esperance
Professional summary
Kelly Curtis L'esperance, who also goes by Kelly Ann Curtis, is a registered financial advisor currently at BARKING SANDS CAPITAL located in Minnetonka, Minnesota.
Kelly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Kelly has worked at 7 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kelly Curtis L'esperance's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 21, 2011 - Present
BARKING SANDS CAPITAL
Office #1: 5125 County Rd. 101 Suite 105, Minnetonka, MN 55345January 3, 2011 - February 14, 2011
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - February 14, 2011
WELLS FARGO CLEARING SERVICES, LLC
November 23, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
November 19, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
November 12, 2004 - December 11, 2008
LPL FINANCIAL LLC
November 9, 2004 - December 11, 2008
LPL FINANCIAL LLC
August 25, 2003 - November 4, 2004
CINCINNATI ANALYSTS, INC.
February 26, 2003 - June 17, 2003
LASALLE FINANCIAL SERVICES, INC.
October 24, 2001 - February 12, 2003
BANC ONE SECURITIES CORPORATION
February 3, 2000 - February 12, 2003
BANC ONE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/21/2011)
(12/17/2014)
Exams
Current Firm
BARKING SANDS CAPITAL
CRD#: 141907 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 165 |
| AUM (Assets Under Management) | $ 35,000,000 |
Red Flags
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