Stanley M. Lee
Professional summary
Stanley Myron Lee, who also goes by Stanley Myron Lee Mr., is a registered financial professional currently at VENTUM FINANCIAL (US) CORP. .
Stanley is registered as a RR (Registered Representative) and started their career in finance in 2000. Stanley has worked at 2 firms and has passed the Series 63, SIE, Series 38 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stanley Myron Lee's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2004 - Present
VENTUM FINANCIAL (US) CORP.
Office #1: 1900 - 666 Burrard Street, Vancouver, V6C 3N1Office #2: 3401 - 40 King Street West, Toronto, M5H 3Y2Office #3: Vancouver Centre Ii 2500 - 733 Seymour Street, Vancouver, V6B 0S6May 31, 2000 - June 17, 2003
WOLVERTON SECURITIES (USA), LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/23/2008)
(5/6/2019)
(6/23/2008)
(10/18/2021)
(8/5/2009)
(5/1/2008)
(7/22/2024)
(1/15/2025)
(6/23/2008)
(6/23/2008)
(2/26/2020)
(3/5/2018)
(9/28/2009)
(6/23/2008)
(5/9/2023)
(10/2/2024)
(6/23/2008)
(9/17/2014)
(5/9/2023)
(6/21/2018)
Exams
Series 38
Date: 5/30/2000
Canada Module of the General Securities Registered Representative (Without Options Questions)FINRA
Current Firm
VENTUM FINANCIAL (US) CORP.
CRD#: 127404 / SEC#: , 8-65995
Contact information
FINRA licenses (21 States and Territories)
Documents
Red Flags
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Company Information
VENTUM FINANCIAL (US) CORP.
CRD#: 127404Vancouver, V6C 3N1TRUST BUT VERIFY
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