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Stanley Myron Lee

CRD# 4057188·Registered 2000 - 2026
Previously Registered: Being a previously registered professional could mean that Stanley is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Stanley Myron Lee, who also goes by Stanley Myron Lee Mr., was a registered financial advisor. Stanley was a previously registered financial professional and started their career in finance 2000 - 2026. Stanley had worked at 2 firms and has passed the Series 63, SIE, Series 38 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Stanley Myron Lee Mr.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

VENTUM FINANCIAL (US) CORP.·CRD# 127404
BD
Vancouver
June 17, 2004 - January 12, 2026
WOLVERTON SECURITIES (USA), LTD.·CRD# 41745
BD
Vancouver Bc
May 31, 2000 - June 17, 2003

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Current Firm

VF
VENTUM FINANCIAL (US) CORP.

PACIFIC INTERNATIONAL SECURITIES (U.S.) INC. | VENTUM FINANCIAL (US) CORP. | PI FINANCIAL (US) CORP.

CRD#: 127404 / SEC#: 8-65995
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

Vancouver Centre Ii 2500 - 733 Seymour Street, Vancouver, V6B 0S6

Mailing Address

Vancouver Centre Ii 2500 - 733 Seymour Street, Vancouver, V6B 0S6

Phone Number

(604) 664-2900

Firm Type

Corporation

Fiscal Year End

March

Firm Size

Small

FINRA licenses (21 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
VENTUM FINANCIAL CORP.SHAREHOLDER—
BUTTERWORTH, RICHARD ANTHONYCHIEF FINANCIAL OFFICER, DIRECTOR7983858
THOMAS, RICHARD WILLIAMCHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER/DIRECTOR4671340

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2008About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 38 — Canada Module of the General Securities Registered Representative (Without Options Questions)

Passed May 2000

Series 24 — General Securities Principal Examination

Passed Oct 2005About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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