Willie M. Mcnair
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Willie Matthew Mcnair JR, who also goes by Willie Matthew Mcnair Jr, Willie Matthew Mcnair Jr., Willie M Mcnair Jr, Willie M Mcnair, Willie Matthew Mcnair, was a registered financial professional .
Willie is a previously registered financial professional and started their career in finance in 2004. Willie had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 24, 2021 - September 25, 2023
ALLY INVEST ADVISORS
September 24, 2021 - September 25, 2023
ALLY INVEST SECURITIES LLC
March 9, 2016 - July 2, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 7, 2016 - July 2, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 15, 2008 - July 31, 2015
STRATEGIC ADVISERS LLC
February 28, 2007 - July 31, 2015
FIDELITY BROKERAGE SERVICES LLC
August 11, 2004 - November 14, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 23, 2004 - November 14, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
ALLY INVEST ADVISORS
CRD#: 170301 / SEC#: 801-79305
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLY INVEST ADVISORS
CRD#: 170301 / SEC#: 801-79305
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 76,058 |
| AUM (Assets Under Management) | $ 1,389,572,606 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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