Lawrence R. Greenfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Richard Greenfield, who also goes by Larry Greenfield, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1999. Lawrence had worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2020 - July 6, 2020
ATLAS PRIVATE WEALTH ADVISORS
November 18, 2019 - June 22, 2020
ATLAS PRIVATE WEALTH ADVISORS
July 13, 2018 - May 19, 2020
LPL FINANCIAL LLC
July 13, 2018 - May 19, 2020
LPL FINANCIAL LLC
November 1, 2013 - July 13, 2018
ARETE WEALTH ADVISORS, LLC
October 2, 2013 - July 13, 2018
ARETE WEALTH MANAGEMENT, LLC
April 26, 2006 - May 2, 2007
FIS BROKERAGE & SECURITIES SERVICES LLC
March 3, 2003 - April 21, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
May 2, 2001 - March 3, 2003
RUMSON CAPITAL, LLC
December 14, 1999 - July 11, 2000
INVESTSCAPE INC.
Primary Firm SEC Registration
ATLAS PRIVATE WEALTH ADVISORS
CRD#: 283744 / SEC#: 801-107919
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/29/2001
Limited Representative-Equity Trader ExamCurrent Firm
ATLAS PRIVATE WEALTH ADVISORS
CRD#: 283744 / SEC#: 801-107919
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,524 |
| AUM (Assets Under Management) | $ 688,121,996 |
Red Flags
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