Irwin Joseph Rothchild
Professional Summary
Irwin Joseph Rothchild was a registered financial advisor. Irwin was a previously registered financial advisor and started their career in finance 1972 - 2014. Irwin had worked at 8 firms and has passed the Series 65, Series 63, PC, Series 1, Series 000 and Series 40 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
54 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
HAVEN CAPITAL | HAVEN CAPITAL MANAGEMENT GROUP, LLC | HAVEN CAPITAL MANAGEMENT
Contact Information
Main Address
3400 Peachtree Road Ne Suite 1603, Atlanta, GA 30326Documents
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
PC — AMEX Put and Call Exam
Passed Nov 1982Series 1 — Registered Representative Examination
Passed Jan 1972Series 000 — General Securities Principal Examination
Passed Jan 1972Series 40 — Registered Principal Examination
Passed May 1977Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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