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IR

Irwin Rothbard

CRD# 405641·Registered 1982 - 1992
Previously Registered: Being a previously registered professional could mean that Irwin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Irwin Rothbard was a registered financial advisor. Irwin was a previously registered financial professional and started their career in finance 1982 - 1992. Irwin had worked at 7 firms and has passed the Series 63, PC, Series 000, Series 1 and Series 00 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

58 years in the financial services industry

Current & Past Employments

DRESKIN, GILLMAN & GRANET, INC.·CRD# 19805
BD
August 6, 1990 - September 15, 1992
GREELEY SECURITIES, INC.·CRD# 7738
BD
March 10, 1988 - February 6, 1989
R.C. STAMM & CO., INC.·CRD# 11105
BD
January 1, 1988 - February 3, 1988
KUHNS BROTHERS & LAIDLAW, INC.·CRD# 1481
BD
November 9, 1987 - December 22, 1987
HAAS SECURITIES CORPORATION·CRD# 2104
BD
June 6, 1986 - November 23, 1987
EVANS & CO., INC.·CRD# 268
BD
July 31, 1985 - May 27, 1986
BAIRD, PATRICK & CO., INC.·CRD# 1149
BD
July 26, 1982 - July 18, 1985

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Current Firm

DG
DRESKIN, GILLMAN & GRANET, INC.

DRESKIN GILLMAN & GRANET, INC. | DRESKIN, GILLMAN & GRANET, INC. | DRESKIN, GILLMAN & CO., INC.

CRD#: 19805 / SEC#: 8-37818
BD
Terminated by SEC on 04/29/2002

Contact Information

Established

New Jersey since 03/10/1987

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DRESKIN, RICHARD ALLENPRESIDENT/DIRECTOR/COMPLIANCE OFFICER/MUNI PRINCIPAL71895
GILLMAN, MARTIN LEWISSR. VP / SEC. / TREAS. / SROP/ CROP/ FINOP1057337
BF DRESKIN INVESTMENT, LPSHAREHOLDER—

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1987About the Series 63 exam

PC — AMEX Put and Call Exam

Passed Dec 1986

Series 000 — General Securities Principal Examination

Passed Aug 1968

Series 1 — Registered Representative Examination

Passed Aug 1968

Series 00 — General Securities Principal Examination

Passed Nov 1972

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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