Irwin Rothbard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Irwin Rothbard was a registered financial professional .
Irwin is a previously registered financial professional and started their career in finance in 1982. Irwin had worked at 7 firms and has passed the Series 63, PC, Series 000, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 1990 - September 15, 1992
DRESKIN, GILLMAN & GRANET, INC.
March 10, 1988 - February 6, 1989
GREELEY SECURITIES, INC.
January 1, 1988 - February 3, 1988
R.C. STAMM & CO., INC.
November 9, 1987 - December 22, 1987
KUHNS BROTHERS & LAIDLAW, INC.
June 6, 1986 - November 23, 1987
HAAS SECURITIES CORPORATION
July 31, 1985 - May 27, 1986
EVANS & CO., INC.
July 26, 1982 - July 18, 1985
BAIRD, PATRICK & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 12/2/1986
AMEX Put and Call ExamSeries 000
Date: 8/23/1968
General Securities Principal ExaminationSeries 1
Date: 8/23/1968
Registered Representative ExaminationSeries 00
Date: 11/13/1972
General Securities Principal ExaminationCurrent Firm
DRESKIN, GILLMAN & GRANET, INC.
CRD#: 19805 / SEC#: , 8-37818
Contact information
Documents
Red Flags
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