James W. Thompson

VALUE WEALTH MANAGEMENT LLC

West Des Moines, IA 50266-5889

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CRD#: 4056335

Professional summary

James William Thompson, CFP® is a registered financial advisor currently at VALUE WEALTH MANAGEMENT LLC located in West Des Moines, Iowa.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. James has worked at 2 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Woodside North LLC; Not Investment Related; Ankeny, IA; Owner; Industrial/Storage Rental (passive); Started 06/2022; 34 hours per month spent; 2 hours per month during securities trading hours; duties include cleaning/renting/accounting. Point Investors LLC; Not Investment Related; West Des Moines, IA; Owner; Professional Office; Started 09/2008; Minimal time spent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James William Thompson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

October 14, 2013 - Present

VALUE WEALTH MANAGEMENT LLC

Office #1: 6150 Village View Drive Suite 101, West Des Moines, IA 50266-5889

RIA

CRD#: 147115

West Des Moines, IA

Past

April 26, 2000 - November 24, 2000

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(10/14/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 1/18/2000

General Securities Representative Examination

Current Firm

VALUE WEALTH MANAGEMENT LLC

SVANOE & THOMPSON LLC | VALUE WEALTH MANAGEMENT LLC | THOMPSON CAPITAL MANAGEMENT, LLC | THOMPSON CAPITAL MANAGEMENT

CRD#: 147115 / SEC#: 801-69158

RIA

Registered Investment Advisory firm - (7/1/2020 Terminated)

Iowa

Registered Investment Advisory firm - (6/24/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

6150 Village View Drive Suite 101, West Des Moines, IA 50266-5889

Mailing Address

Phone number

(515) 244-5141

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	374
AUM (Assets Under Management)	$ 103,646,612

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James W. Thompson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James William Thompson's CRS (Customer Relationship Summary).

Certified licenses

Experience

VALUE WEALTH MANAGEMENT LLC

ROBERT W. BAIRD & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 7

Date: 1/18/2000

Current Firm

VALUE WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VALUE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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