RH
Raphael M. Hofmann
ASSOCIATION FINANCIAL SERVICES
Troy, MI 48084-4925
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CRD#: 4056315
RH
Professional summary
Raphael M. Hofmann, who also goes by Raphael Miguel Hofmann, Roffe M Hofmann, is a registered financial advisor currently at ASSOCIATION FINANCIAL SERVICES, LLC located in Troy, Michigan.
Raphael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Raphael has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Raphael Miguel Hofmann | Roffe M Hofmann
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OTHER BUSINESS: ASSOCIATION FINANCIAL, LLC | INVESTMENT RELATED: Yes POSITION: Managing Member and Independent Licensed Insurance Agent NATURE: Insurance & Fixed Investments START DATE: 08/03/1998 NUMBER OF HOURS PER MONTH: Approximately 80 hours. This may vary. DURING SECURITIES TRADING HOURS: Approximately 0-80 hours per month. This may vary. ADDRESS: 755 West Big Beaver Road, Suite # 2020 | Troy, MI 48084 DESCRIPTION: Firm markets and sells insurance products and services for various companies. OTHER BUSINESS: VOYA FINANCIAL | INVESTMENT RELATED: Yes POSITION: Servicing Representative NATURE: Insurance START DATE: 06/01/2006 NUMBER OF HOURS PER MONTH: Approximately 1 hour. This may vary. DURING SECURITIES TRADING HOURS: Approximately 0-1 hour per month. This may vary. ADDRESS: 2000 21st Avenue NW | Minot ND 58703 DESCRIPTION: Servicing existing client base. OTHER BUSINESS: NOTARY | INVESTMENT RELATED: No POSITION: Public Notary Agent | COMMISSION EXPIRES: 09/2025 NATURE: Notarizing documents START DATE: 02/11/2013 NUMBER OF HOURS PER MONTH: Approximately 2 hours. This may vary. DURING SECURITIES TRADING HOURS: Approximately 0-2 hours per month. This may vary. ADDRESS: 755 West Big Beaver Road, Suite # 2020 | Troy, MI 48084 DESCRIPTION: Public Notary Services. OTHER BUSINESS: FFL 01/07 AND CLASS 2 SOT DEALER | INVESTMENT RELATED: No POSITION: Managing Member NATURE: Dealer and Manufacturer of Title 1 and Title 2 Firearms START DATE: 10/13/2020 NUMBER OF HOURS PER MONTH: Approximately 40 hours. This may vary. DURING SECURITIES TRADING HOURS: Approximately 0-40 hours per month. This may vary. ADDRESS: On file with the BATFE, FBI, and USDOJ. DESCRIPTION: Interstate and intrastate buyer, seller, manufacturer, and retailer of firearms and related products.
CRS (Client Relationship Summary) - RIA
Click below to view Raphael M. Hofmann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2017 - Present
ASSOCIATION FINANCIAL SERVICES, LLC
Office #1: 755 West Big Beaver Road Suite # 2020, Troy, MI 48084-4925RIA
CRD#: 287975
Troy, MI
Past
March 11, 2016 - February 27, 2017
CAPITAL ANALYSTS
RIA
CRD#: 162200
Southfield, MI
Past
March 10, 2016 - February 27, 2017
LINCOLN INVESTMENT
RIA
CRD#: 519
SOUTHFIELD, MI
Past
January 8, 2013 - February 27, 2017
LINCOLN INVESTMENT
BD
CRD#: 519
SOUTHFIELD, MI
Past
May 30, 2008 - September 30, 2009
GLP INVESTMENT SERVICES, LLC
BD
CRD#: 25450
FARMINGTON, MI
Past
January 19, 2000 - November 27, 2000
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(6/22/2017)
IAR
Michigan(4/24/2017)
IAR
Texas(3/31/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AF
ASSOCIATION FINANCIAL SERVICES, LLC
ASSOCIATION FINANCIAL SERVICES, LLC
CRD#: 287975 / SEC#:
Louisiana
Registered Investment Advisory firm - (6/22/2017 Approved)Michigan
Registered Investment Advisory firm - (3/28/2017 Approved)Texas
Registered Investment Advisory firm - (1/10/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
755 West Big Beaver Road Suite # 2020, Troy, MI 48084-4925
Mailing Address
Phone number
(800) 943-8804
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 66 |
| AUM (Assets Under Management) | $ 4,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
