Eugene T. Feeney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Tomas Feeney was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 2003. Eugene had worked at 5 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2011 - November 7, 2012
MERIDIAN EQUITY PARTNERS, INC.
March 19, 2008 - May 19, 2009
CANTOR FITZGERALD & CO.
September 19, 2005 - January 15, 2008
PREBON FINANCIAL PRODUCTS INC.
October 27, 2003 - September 7, 2005
CHAPDELAINE CORPORATE SECURITIES & CO
October 15, 2003 - October 17, 2003
CHAPDELAINE CORPORATE SECURITIES & CO
March 20, 2003 - September 30, 2003
INTER-DEALER BROKERS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/17/2006
Limited Representative-Equity Trader ExamCurrent Firm
MERIDIAN EQUITY PARTNERS, INC.
CRD#: 133849 / SEC#: , 8-66784
Contact information
FINRA licenses (8 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
