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AC

Abram M. Chappell

OUTSET GLOBAL TRADING LIMITED
NEW YORK, NY 10036
Some features on this profile are disabled
CRD#: 4056229
AC

Professional summary


Abram Matthew Chappell is a registered financial professional currently at OUTSET GLOBAL TRADING LIMITED located in New York, New York.

Abram is registered as a RR (Registered Representative) and started their career in finance in 2002. Abram has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Abram Matthew Chappell's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 30, 2023 - Present

OUTSET GLOBAL TRADING LIMITED

Office #1: 1120 Avenue Of Americas 14th Floor, New York, NY 10036
BD
CRD#: 281065
NEW YORK, NY
Past

February 18, 2021 - February 28, 2023

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

April 25, 2006 - January 15, 2020

THE BUCKINGHAM RESEARCH GROUP INCORPORATED

BD
CRD#: 13233
NEW YORK, NY
Past

June 14, 2005 - February 27, 2006

CANACCORD GENUITY SECURITIES LLC

BD
CRD#: 24790
NEW YORK, NY
Past

May 22, 2002 - December 8, 2003

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(5/30/2023)
RR
New York
(5/30/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 8/22/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/25/2003
Limited Representative-Equity Trader Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


OG
OUTSET GLOBAL TRADING LIMITED
OUTSET GLOBAL TRADING LIMITED

CRD#: 281065 / SEC#: , 8-69657

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
1120 Avenue Of Americas 14th Floor, New York, NY 10036
Mailing Address
1120 Avenue Of The Americas 14th Floor, New York, NY 10036
Phone number
(212) 390-0904
Established
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
BANDEEN, ADAM DRUMMONDPRESIDENT2389750
MCCABE, RAYMOND FRANCISCEO & EXECUTIVE REPRESENTATIVE2577501
FREY, KRISTOPHER SEANFINOP/CFO, COO, CCO4797346

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


OUTSET GLOBAL TRADING LIMITED

CRD#: 281065New York, NY 10036

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