TB
Travis L. Buck
KUSSKE FINANCIAL
Burnsville, MN 55337
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CRD#: 4056190
TB
Professional summary
Travis Lee Buck, CFP® is a registered financial advisor currently at KUSSKE FINANCIAL, INC. located in Burnsville, Minnesota and GALLAGHER FIDUCIARY ADVISORS, LLC located in Burnsville, Minnesota.
Travis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Travis has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Buck Financial Consulting;not investment related;11980 Portland Ave,Burnsville,MN 55337;llc;owner;1/2008;3 hrs/month;3 hrs during trading;file & report taxes 2)Gallagher Fiduciary Advisor;investment related;11980 Portland Ave,Burnsville,MN 55337;RIA;IAR;7/11/2023;64 hrs/month;64 hrs during trading;investment advisor representative of Gallagher Fiduciary Advisors LLC 3)Insurance agent;investment related;11980 Portland Ave,Burnsville,MN 55337;insurance;agent;12/2008;5 hrs/month;5 hrs during trading;advise clients about life,health,disability & long term care products,sell product if appropriate 4)KB Accounting & Tax;not investment related;11980 Portland Ave,Burnsville,MN 55337;llc;owner;1/2021;2 hrs/month;2 hrs during trading;owner,supervise one contractor mostly during tax season 5)Kusske Financial,Inc;investment related;11980 Portland Ave,Burnsville,MN 55337;corporation;CFP;10/2017;100 hrs/month;100 hrs during trading;meet with clients and prepare financial plans & provide advice according to CFP standards
CRS (Client Relationship Summary) - RIA
Click below to view Travis Lee Buck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
January 16, 2020 - Present
KUSSKE FINANCIAL, INC.
Office #1: 11986 Portland Ave S, Burnsville, MN 55337RIA
CRD#: 299967
Burnsville, MN
Current
July 11, 2023 - Present
GALLAGHER FIDUCIARY ADVISORS, LLC
Office #1: 11980 Portland Ave. S, Burnsville, MN 55337RIA
CRD#: 146509
Burnsville, MN
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 11980 Portland Avenue South, Burnsville, MN 55337RIA
BD
CRD#: 23131
Burnsville, MN
Past
August 7, 2023 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Burnsville, MN
Past
June 12, 2018 - August 7, 2023
INDEPENDENT FINANCIAL GROUP, LLC
RIA
CRD#: 7717
Burnsville, MN
Past
January 19, 2018 - December 27, 2018
KUSSKE FINANCIAL MANAGEMENT, INC.
RIA
CRD#: 115303
BURNSVILLE, MN
Past
November 1, 2017 - May 19, 2023
F3LOGIC, LLC
RIA
CRD#: 289863
Burnsville, MN
Past
October 31, 2017 - August 7, 2023
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
Burnsville, MN
Past
January 8, 2014 - November 6, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
BURNSVILLE, MN
Past
May 11, 2010 - December 31, 2013
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
BURNSVILLE, MN
Past
February 1, 2008 - November 6, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
BURNSVILLE, MN
Past
October 31, 2005 - February 11, 2008
OSAIC SERVICES, INC.
BD
CRD#: 133763
BURNSVILLE, MN
Past
November 9, 2000 - October 31, 2005
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
November 11, 1999 - September 18, 2000
WELLS FARGO BROKERAGE SERVICES, L.L.C.
BD
CRD#: 16100
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
Registered Investment Advisory firm - (3/17/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/23/2024)
RR
Colorado(8/23/2024)
RR
Florida(8/23/2024)
RR
Hawaii(8/23/2024)
IAR
Minnesota(1/16/2020)
RR
Minnesota(8/23/2024)
RR
Montana(8/23/2024)
RR
Nebraska(8/23/2024)
RR
Nevada(8/23/2024)
RR
Oregon(8/23/2024)
RR
South Dakota(8/23/2024)
RR
Wisconsin(8/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
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Contact information
Main Address
2850 Golf Road, Rolling Meadows, IL 60008
Mailing Address
Phone number
(212) 330-1011
Established
Firm type
Fiscal year end
# of Employees
221
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,754 |
| AUM (Assets Under Management) | $ 180,614,282,519 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
