Amir A. Dadabhoy

VALTRION CAPITAL MANAGEMENT

Ontario, CA

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CRD#: 4056077

Professional summary

Amir A Dadabhoy is a registered financial advisor currently at VALTRION CAPITAL MANAGEMENT, LLC located in Ontario, California.

Amir is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Amir has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: DESTINATION WEALTH ADVISORS POSITION: Wealth Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 03/16/2023 ADDRESS: 13803 Reese Blvd W, Suite 110, Huntersville NC 28078 DESCRIPTION: DBA for Kestra

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amir A Dadabhoy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 20, 2025 - Present

VALTRION CAPITAL MANAGEMENT, LLC

RIA

CRD#: 318048

Ontario, CA

Past

October 24, 2023 - July 29, 2025

BGW WEALTH ADVISORS, LLC

RIA

CRD#: 117865

CHARLOTTE, NC

Past

March 16, 2023 - March 16, 2023

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Huntersville, NC

Past

March 16, 2023 - October 12, 2023

KESTRA PRIVATE WEALTH SERVICES, LLC

RIA

CRD#: 155193

Huntersville, NC

Past

March 16, 2023 - October 12, 2023

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Huntersville, NC

Past

June 2, 2022 - March 17, 2023

BGW WEALTH ADVISORS, LLC

RIA

CRD#: 117865

Pasadena, CA

Past

July 24, 2012 - June 2, 2022

MORGAN STANLEY

RIA

CRD#: 149777

RIVERSIDE, CA

Past

May 10, 2012 - June 2, 2022

MORGAN STANLEY

CRD#: 149777

RIVERSIDE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VALTRION CAPITAL MANAGEMENT, LLC

REAL TALK CAPITAL, LLC | VALTRION CAPITAL MANAGEMENT, LLC

CRD#: 318048 / SEC#: 801-130820

RIA

Registered Investment Advisory firm - (8/26/2024 Approved)

Arizona

Registered Investment Advisory firm - (9/9/2024 Terminated)

California

Registered Investment Advisory firm - (10/9/2024 Terminated)

Florida

Registered Investment Advisory firm - (9/9/2024 Terminated)

Tennessee

Registered Investment Advisory firm - (9/10/2024 Terminated)

Texas

Registered Investment Advisory firm - (9/9/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/23/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/9/2012

General Securities Representative Examination

Current Firm

VALTRION CAPITAL MANAGEMENT, LLC

REAL TALK CAPITAL, LLC | VALTRION CAPITAL MANAGEMENT, LLC

CRD#: 318048 / SEC#: 801-130820

RIA

Registered Investment Advisory firm - (8/26/2024 Approved)

Arizona

Registered Investment Advisory firm - (9/9/2024 Terminated)

California

Registered Investment Advisory firm - (10/9/2024 Terminated)

Florida

Registered Investment Advisory firm - (9/9/2024 Terminated)

Tennessee

Registered Investment Advisory firm - (9/10/2024 Terminated)

Texas

Registered Investment Advisory firm - (9/9/2024 Terminated)

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Contact information

Main Address

3401 Mallory Ln, Suite 100, Franklin, TN 37067

Mailing Address

Phone number

(833) 856-2088

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VALTRION CAPITAL BROCHURE (10/20/2025)

Regulatory assets under management

Total Number of Accounts	351
AUM (Assets Under Management)	$ 143,588,939

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Amir A. Dadabhoy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amir A Dadabhoy's CRS (Customer Relationship Summary).

Certified licenses

Experience

BGW WEALTH ADVISORS, LLC

KESTRA ADVISORY SERVICES, LLC

KESTRA PRIVATE WEALTH SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

BGW WEALTH ADVISORS, LLC

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

VALTRION CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/23/2012

SIE

Date: 10/1/2018

Series 7

Date: 5/9/2012

Current Firm

VALTRION CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VALTRION CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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