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Bruce Eric Bratrude

CRD# 4055799·Registered 2000 - 2013
Previously Registered: Being a previously registered professional could mean that Bruce is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bruce Eric Bratrude was a registered financial advisor. Bruce was a previously registered financial professional and started their career in finance 2000 - 2013. Bruce had worked at 4 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

MERRIMAN, LLC·CRD# 105717
RIA
Wenatchee, WA
July 10, 2003 - January 29, 2013
CASCADE FINANCIAL ADVISORS, L.L.C.·CRD# 115759
RIA
Wenatchee, WA
July 9, 2001 - December 9, 2003
CETERA FINANCIAL SPECIALISTS LLC·CRD# 10358
BD
Schaumburg, IL
July 17, 2000 - April 16, 2001
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Dallas, TX
January 2, 2000 - July 13, 2000

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Current Firm

ML
MERRIMAN, LLC

MERRIMAN BERKMAN NEXT, INC | MERRIMAN CAPITAL MANAGEMENT INC | MERRIMAN CAPITAL MANAGEMENT, INC | MERRIMAN, INC. | MERRIMAN, LLC

CRD#: 105717 / SEC#: 801-29500

Contact Information

Main Address

800 Fifth Avenue, Suite 2900, Seattle, WA 98104

Documents

Latest Form ADV

Part 2 Brochures

MERRIMAN ADV2 8.16.2012 (8/16/2012)

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 1999About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Dec 1999About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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