Charles W. Robins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles William Robins was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2000. Charles had worked at 2 firms and has passed the Series 63, SIE, Series 79, Series 17 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2006 - January 31, 2017
NUMIS SECURITIES LLC
January 25, 2000 - April 19, 2006
UBS SECURITIES LLC
State Registrations and Notice Filings
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Exams
Series 17
Date: 1/24/2000
Limited Registered Representative ExaminationCurrent Firm
NUMIS SECURITIES LLC
CRD#: 128471 / SEC#: , 8-66139
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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