Richard L. Will
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Lance Will was a registered financial advisor .
Richard is a previously registered financial advisor and started their career in finance in 1999. Richard had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2004 - October 27, 2005
LEGACY ADVISORY SERVICES, INC.
March 17, 2004 - October 27, 2005
LEGACY FINANCIAL SERVICES, INC.
June 6, 2003 - January 13, 2004
ASSOCIATED SECURITIES CORP.
December 6, 2002 - May 31, 2003
NATIONAL PLANNING CORPORATION
June 5, 2001 - May 31, 2003
NATIONAL PLANNING CORPORATION
December 17, 1999 - June 20, 2001
IDS LIFE INSURANCE COMPANY
December 17, 1999 - June 20, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
